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The Fathom acquisition by Bed Bath & Beyond highlights vertical integration, linking transactions to retail and repeat services.
FINRA shows that industry consolidation led to fewer firms despite more registered representatives in 2025, and that dual registration for broker/dealer and fee-based investment ad...
Two major brokerages open IPO access as SpaceX's listing draws record investor appetite
The 22-person Jacksonville, Fla., team, led by four partners, will use First Clearing for custody and TradePMR for middle-office support.
Robinhood and TradePMR’s RIA referral program is live for a select group of advisors and clients; separately, executives said TradePMR will keep Wells Fargo as a custody and cleari...
Large firms may offer an impressive tech stack, but what moves the needle for most agents is responsive, accessible leaders who understand their local market.
Reid & Rudiger's co-founders were barred from the industry after clients paid $2 million in commissions and incurred $2.7 million in losses from high-volume trades.
Every 2026 honoree has built a niche as the commercial market softens
The SEC has announced a new Retail Fraud Group within the Division of Enforcement, a structural change that offers an unusually clear signal about where the agency expects to devot...
The Bed Bath & Beyond-Fathom Holdings deal is part of a sustained push to own the entire homeownership journey.
The leading firm scores 9.4 overall, ahead of the runner-up at 9.0
The SEC has announced a new Retail Fraud Group within the Division of Enforcement, a structural change that offers an unusually clear signal about where the agency expects to devot...
IDBI Capital
Coastal Bridge Advisors combines with Waddell & Associates and One Charles Private Wealth, creating an entity with 72 professionals and eight offices across the country.
Bill Hamm's Independent Financial Partners took a rare step in 2019 when the firm left LPL to launch its own brokerage. Now it's offering an interesting recruiting pitch to financi...
Insurance Business America reveals the Top Retail Insurance Brokers in the USA for 2026 – the specialists redefining commercial P&C broking
Two advisors traded thousands of orders as clients lost up to 94%, CIRO found
Korean brokerage stocks should be having their moment as trading booms, earnings head for another record and the broader market rallies. Instead, investors are chasing semiconducto...
Choosing a broker isn’t just about fees The post Why Are There So Many Brokerage Firms In Singapore, And How To Decide Which One Is Right For You? appeared first on DollarsAndSense...
Independent advisory firm gains a new private equity backer as Canada's wealth management consolidation accelerates
The firm reached a confidential agreement with the Jannetti family in its case involving a $133 million FINRA arbitration award.
The pair's second collaboration widens private markets access for advisors and wealth managers
An insurance brokerage urged a Colorado federal judge Wednesday to block three former employees and a rival from using allegedly stolen trade secrets, saying a senior broker took c...
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