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Moving from certainty of legal frameworks to ambiguity of markets requires a different approach
Moving from certainty of legal frameworks to ambiguity of markets requires a different approach
Regulatory expectations toward financial institutions have evolved significantly over the past decad...
Regulatory expectations toward financial institutions have evolved significantly over the past decad...
3 March – 3 April 2026 Introduction ESG is changing the landscape for financial institutions as stakeholders, including investors, increasingly expect them to make their operations...
3 April – 3 May 2026 Introduction ESG is changing the landscape for financial institutions as stakeholders, including investors, increasingly expect them to make their operations m...
A critical study of the existing regulatory governance for a 700 MW solar plant, typically developed as a large-scale project under India's ISTS (Inter-State Transmission System)...
RA requiring a comprehensive, through-life, integrity management approach to assure air system integrity.
When the FCA announced that it would move away from issuing portfolio letters (seemingly to sometimes ill-defined sectors, and at random intervals) with a focused, annual, pre-set...
UK regulators have not yet fully exercised the breadth of their powers to address shortcomings in organisational cyber‑security measures—but that restraint is unlikely to continue....
The UK’s Financial Conduct Authority has opened a voluntary pilot for ESG rating providers, inviting firms to help design a future reporting framework before formal regulation come...
RA covering the requirement for an AMO to have a corrective action plan following an audit.
On 1 April 2026, the Financial Conduct Authority (FCA) updated its webpage on Regulating Buy Now Pay Later (BNPL) by updating the text on the temporary permissions regime (TPR). Th...
A single regulatory change can delay your product launch, increase your costs, or even block your ma...
Operational resilience, data demands and governance reforms are changing how insurers work, long before rules take effect
This document shows the current 4000 series documents, along with the associated regulation titles.
It's no secret that 2025 turned the federal regulatory ecosystem on its head. The Consumer Financial Protection Bureau was significantly downsized and almost neutered. The Federal...
New rules say the buck stops with the regulated firm
This document shows the current 5000 series documents, along with the associated regulation titles.
On 17 April 2026, the Prudential Regulation Authority (PRA) published proposals for its fees for 2026/27. Summary The PRA’s proposals include: Continue Reading
A single regulatory change can delay your product launch, increase your costs, or even block your ma...
NPA comment response sheets contains the collated MAA responses to individual NPA publications.
On 27 April 2026, the FCA published Consultation Paper CP26/14, proposing changes to the COBS 11A rules governing information flows during UK equity IPOs. The rules were introduced...
Per the SEC’s 2026 examination priorities, regulators are placing a greater focus on registered investment advisers’ (“RIA”) compliance policies and procedures, making it essential...
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