Social Media Ideas for Securities Sec

United States- SEC Moves to Open Private Markets to Retail Investors

On 30 September 2026, the SEC proposed rule amendments advancing Chairman Paul S. Atkins’ “responsible retailization” of private markets, expanding retail access to private-market...

SEC Targets Former Linqto Executives in Pre-IPO Retail Access Fraud Case

The SEC has brought a closely watched enforcement action against former Linqto executives William Sarris and Joseph Endoso, alleging they misled thousands of retail investors who u...

SEC Targets Former Linqto Executives in Pre-IPO Retail Access Fraud Case

The SEC has brought a closely watched enforcement action against former Linqto executives William Sarris and Joseph Endoso, alleging they misled thousands of retail investors who u...

SEC tokenized stock plan puts investor rights ahead of trading speed

The SEC has opened a five-year pathway for tokenized U.S. stocks that requires each approved token to carry the economic, voting, dividend, and liquidation rights attached to the u...

SEC Charges 38 Alleged Scammers of False Filings to Lure Retail Investors

The SEC worked with an FBI task force to identify and remove filings of 38 foreign “entities” allegedly posing as legitimate advisory firms.

SEC Charges 38 Entities Over False Investment Adviser Filings

The SEC has charged 38 entities for allegedly using false filings to make themselves appear legitimate as registered investment advisers, putting regulatory ...

SEC Issues ‘Innovation Exemption’ for On-Chain Trading of Tokenized NMS Stocks

United States: Time to Get Cross!

It’s been a rocky road for cross trading fixed-income securities by mutual funds. Before 2020, when the Securities and Exchange Commission (SEC) adopted the valuation rule, the pri...

SEC Cracks Open the Door for Wall Street Stocks to Trade Onchain

The SEC just gave a limited slice of the U.S. stock market permission to do something that sounds more like crypto than Wall Street: trade tokenized stocks through onchain automate...

SEC Issues New Interpretive Guidance on Pre-IPO Equity Awards and Registration on Form S-8

SEC Charges 38 Entities Over False Investment Adviser Filings

The SEC has charged 38 entities for allegedly using false filings to make themselves appear legitimate as registered investment advisers. The agency’s acti...

SEC Charges 38 Entities Over False Investment Adviser Filings

The SEC has charged 38 entities for allegedly using false filings to make themselves appear legitimate as registered investment advisers. The agency’s acti...

SEC and FDA Sign Memorandum of Understanding Formalizing Cross-Agency Information Sharing

PrimeDelta Moves to Capture SEC's New Onchain Market for U.S. Stocks With Fully Integrated Tokenized Securities Platform

Company launches Tokenized Securities Venue readiness program under the SEC's five-year Innovation Exemption; maps its existing identity, custody, liquidity, settlement and shareho...

United States: Open (Hand)book for SEC Exams: A Useful Tool for the Uninitiated

A call from the Staff at the Division of Examinations (Exams) of the Securities and Exchange Commission (SEC or the Commission) notifying a registrant of an exam has long induced u...

SEC grants temporary exemption for tokenized US stock trading

The SEC’s Innovation Exemption allows limited tokenized US stock trading on onchain venues with trading caps and transparency requirements.The US Securities and Exchange Commission...

SEC Proposes Amendments to Expand Retail Access to Private Markets

SEC Grants Review of Nasdaq’s Proposed $5 Million Minimum Market Value of Listed Securities Rule

SEC Approval Opens the Door to Event-Based Trading in the Securities Markets

Prediction-market-style trading is entering the securities markets. On October 13, the Securities and Exchange Commission (SEC) approved Cboe Exchange, Inc.’s (Cboe) proposal to li...

Regulation crypto assets: What issuers need to know

The SEC’s proposed Regulation Crypto Assets (Reg CA) would create new exemptions for crypto-asset fundraising and a safe harbor for certain investment contracts. While the framewor...

DragonFi Securities Enters SEC Sandbox to Test Over-the-Counter U.S. Stock Depositary Receipts

DragonFi Securities receives SEC sandbox approval to test over-the-counter depositary receipts for U.S. equities and ETFs linked to local investor portfolio limits.

US SEC clears tokenized stock trading under five-year exemption

Blockchain-based US equity tokens must carry dividend and voting rights, and issuers can block them within 30 days

SEC tokenized stock plan targets the register, not the token: Bitget analyst

The SEC has proposed a 60-day rulemaking process to modernize transfer-agent systems for blockchain records as offshore demand for tokenized stocks grows. Bitget Research Chief Ana...

SEC sues 38 entities over fake adviser filings

The SEC sued 38 entities accused of using false adviser filings, nonexistent auditors and fake certificates to appear legitimate to investors.