Search results for Enforcement

FINRA Enhancing Enforcement

On March 2, 2026, the Financial Industry Regulatory Authority (FINRA) announced a series of enhancements to its enforcement program as part of its broader “FINRA Forward” initiativ...

Priorities, Carrots, and Sticks at the CFTC: New Enforcement Director Previews a Revised Enforcement Approach

The Commodity Futures Trading Commission (CFTC) Division of Enforcement is zeroing in on core misconduct while signaling a clearer path for self-disclosure and cooperation. Our Whi...

SEC Gives Enforcement Manual an Overdue Physical

We recently reported that SEC Chairman Paul Atkins had prescribed new procedures for the agency’s Wells submission process: i.e., more time for and more transparency to potential d...

FAA Stepping Up Drone Enforcement

For the second time in two years, the FAA has toughened up its enforcement policy for drone operators who violate the Federal Aviation Regulations. Under normal circumstances,...

ICE Raises I-9 Enforcement Standards and Broadens its List of Fines

To err is human. To do so on an I-9 form will draw a fine from ICE. On March 17, 2026 Immigration and Customs Enforcement issued a new guidance to I-9 auditors that dramatically ch...

Government Appoints Officers for Enforcement of Social Security Code Provisions (Chapters V & VI)

Government Appoints Officers for Enforcement of Social Security Code Provisions (Chapters V & VI) The Ministry of Labour and Employment has recently issued a notification on 12...

The Desk: April Edition

Enforcement Round-Up - New Enforcement Director, Updated Enforcement Priorities, and Forthcoming Self-Reporting and Cooperation Policy Changes - As previewed in last month’s upda...

A New Era: New CFTC Enforcement Director Outlines Updated Priorities and Cooperation Policy

Making clear that the era of “regulation by enforcement” is over, Commodity Futures Trading Commission (CFTC) Director of Enforcement David Miller delivered a comprehensive address...

DOL Issues Field Assistance Bulletin No. 2026-01 Signaling a Major Shift in ERISA Enforcement Priorities: What Plan Spon...

On April 14, 2026, the U.S. Department of Labor’s Employee Benefits Security Administration (EBSA) issued Field Assistance Bulletin No. 2026-01 (FAB) which sets out four enforcemen...

The CFTC is Watching: Enforcement Director Outlines New Priorities

Speaking recently at NYU Law School, David Miller outlined his enforcement philosophy and priorities as the new head of the Commodity Futures Trading Commission’s (CFTC) Division o...

FAQ addresses enforcement discretion for plan compliance under certain No Surprises Act provisions

The Centers for Medicare & Medicaid Services April 1 released a joint FAQ with the Departments of Labor, the Treasury, and the Office of Personnel Management regarding thei...

stronger enforcement of laws

By SENIYA BANDA   THE Zambia Association of Employment for Persons with Disabilities has called for stronger enforcement of laws requiring organisations to employ persons with inte...

Six ways the Renters Rights Act will change renting: Part 3, Local Authority Enforcement

Today is 1 May 2026, the day the Renters Rights Act 2025 comes into force!  So, from today, all the things I have been discussing in my Renters’ Rights Act posts will come into eff...

ICE school enforcement rules and Ohio police incident

ICE school enforcement rules and Ohio police incident

OFAC Enforcement: A Practical, Profession Overview For Compliance, Legal, and Risk Teams

Active Enforcement of Saudi Arabia Privacy Regime: Implications for Businesses

Organizations should prioritize compliance efforts in light of mounting regulatory scrutiny and potential fines....By: Latham & Watkins LLP

SEC Enforcement Speaks in 2026: Enforcement Division Moves “Full Steam Ahead” with Focus on Quality over Quantity, Proce...

At the 2026 SEC Speaks Conference held in Washington, D.C., Acting Enforcement Director Sam Waldon declared that the Commission’s Enforcement Division is moving “full steam ahead”...

United States: Keeping up Tradition: Director Woodcock’s Signals a Continuation of Recent Enforcement Priorities

One week into the role, new Securities Exchange Commission (SEC) Enforcement Director David Woodcock used his first public remarks to reinforce the enforcement tone set by Chairman...

OLCC Begins Enforcement of Hemp Registry Rules

OLCC Begins Enforcement of Hemp Registry Rules Five-month Enforcement Moratorium Ends; Agency Taking Education-First Approach on Law That Took Effect January 1 Portland, OR — The O...

Ensuring Social Security Compliance

The Code on Social Security, 2020 (“Code”) was enacted to consolidate and simplify various social security laws in India and to extend social security benefits to workers in both o...

SEC enforcement haul hits $17.9B as agency sharpens focus on retail investor protection

Record tips and whistleblower payouts highlight SEC’s intensified enforcement push

Ops Tiris enforcement records RM263m in controlled goods seizures, 2,219 arrested, says Domestic Trade D-G

PUTRAJAYA, April 24 — A crackdown on controlled goods misuse, known as Ops Tiris, has driven a sharp rise in Minis...

Enforcement against mortgage professionals jumps as FSRA flexes new powers

With higher fine limits now in place, regulators say recent penalties may only reflect the early stages of a stricter regime

Medicaid work requirements need enforcement

Chris Medrano and Brian Blase write for the Federalist about the importance of enforcing Medicaid work requirements. In the Working Families Tax Cut Act — also known as the One Big...