Latest updates for Securities & Capital Markets

Fresh curated links around Securities & Capital Markets are collected here so marketers can spot useful updates and turn timely ideas into posts faster.

Recent items include:

  • Securities Regulation and Compliance
  • SEBI sends show-cause notices to Capital Group entities in front-running case
  • China- A Real Opening-Up, or Opening-Up With Boundaries? Where Is China’s Capital Market Heading?

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Fresh articles and ideas

Recent curated links from global sources. Generate one free draft from any story, then use SocialBu to schedule and refine your content calendar.

wnynewsnow.com /2 weeks ago

Securities Regulation and Compliance

The importance of securities regulation is reflected in the scale of U.S. financial markets. In 2025, the U.S. equity market showed record-breaking resilience, with the S&P 500...

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thehindubusinessline.com /1 month ago

SEBI sends show-cause notices to Capital Group entities in front-running case

Probe tied to 2025 front-running case involving Ketan Parekh and Rohit Salgaocar

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natlawreview.com /1 week ago

China- A Real Opening-Up, or Opening-Up With Boundaries? Where Is China’s Capital Market Heading?

On 17 June 2026, the Chair of the China Securities Regulatory Commission, Wu Qing, delivered a keynote speech at the Lujiazui Forum, emphasizing China’s continued participation in...

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fintechnews.sg /1 week ago

SMU Sets Up Capital Markets Research Platform Focused on Asia

Singapore Management University (SMU) is expanding its capital markets research as Asia takes on a larger role in global corporate financing. The university has launched the Singap...

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newswire.com /1 month ago

ESgold Corp. Engages ICP Securities for Automated Market Making Services

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thehindubusinessline.com /1 month ago

SEBI reviews broker net-worth norms, weighs IPO auction reforms

Regulator also plans easier compliance for research analysts, new MF liquidity framework and measures to deepen corporate bond market

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deccanchronicle.com /2 weeks ago

Zerodha to Enter Investment Banking Space, Awaiting Sebi Approval

If the licence is granted, Zerodha will be able to manage Initial Public Offerings (IPOs), advise companies on fund raising, and offer other merchant banking services.

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wealthprofessional.ca /1 month ago

Capital Markets Tribunal fines man $22,000 for breaching director, officer ba

Barred for life from directing or running companies - he stayed on for two year

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cointelegraph.com /23 hours ago

Securitize, Cantor target tokenized IPOs for public markets

Securitize and Cantor Fitzgerald are developing infrastructure for tokenized IPOs and secondary equity offerings within the existing US securities framework. Securitize and Cantor...

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crypto.news /3 days ago

Metaplanet completes Siiibo deal and launches securities subsidiary

Metaplanet has officially launched Metaplanet Securities, turning its completed acquisition of Siiibo Securities into a regulated digital asset investment banking business built ar...

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investing.com /1 month ago

Sanctuary Capital receives C1 consumer rating from regulator

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regulationtomorrow.com /1 month ago

Financial Services and Markets Bill

On 19 May 2026, the Financial Services and Markets Bill completed its first reading in the House of Lords. The Bill was referred to in the briefing notes of the King’s Speech as th...

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businesstoday.in /1 month ago

Big Changes Coming For Brokers, IPOs & Mutual Funds | SEBI Chief

SEBI Chairman Tuhin Kanta Pandey has unveiled a fresh wave of reforms aimed at making India's capital markets more efficient and investor-friendly. SEBI is reviewing capital requir...

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natlawreview.com /3 weeks ago

A New Direction at the SEC: What Market Participants Need to Know Now

The U.S. Securities Exchange Commission (SEC) has released the draft of its strategic plan for fiscal years 2026-2030 and is soliciting public comment. Under Chairman Paul S. Atkin...

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thisdaylive.com /1 week ago

CMSA Summit: Experts Want Stronger Capital Market Reforms

Stakeholders in Nigeria’s capital market have called for stronger institutional reforms, improved regulatory coordination and enhanced investor protection to sustain market growth...

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a-teaminsight.com /2 weeks ago

ICMA and ISLA Push Basel III Debate Into Securities Financing

The International Capital Market Association (ICMA) and the International Securities Lending Association (ISLA) argue that US regulators should look more closely at how individual...

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fintechnews.hk /1 month ago

Forthright Subsidiaries Secure SFC Approval for Virtual Asset Services Across 3 Licenses

Forthright Securities and Forthright Capital have received approval from the Securities and Futures Commission (SFC) to add virtual asset capabilities. This applies to their existi...

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urdupoint.com /4 weeks ago

Chairman SECP unveils reform agenda to expand investor base, strengthen capital markets

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finextra.com /4 days ago

Deep Dive: A Definitive Strategic Guide to MiCA Compliance and Institutional Market Architecture (Sam Boboev)

The transitional grandfathering window under Article 143(3) of the Markets in Crypto-Assets Regulat...

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weworkremotely.com /3 weeks ago

FIS Capital Markets: Account Manager II

Headquarters: US IN CPT 2020 Virtual-Eastern Time URL: http://fisglobal.com Job DescriptionAs the world works and lives faster, FIS is leading the way. Our fintech solutions...

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wsj.com /2 weeks ago

Financial Services Roundup: Market Talk

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natlawreview.com /1 month ago

FINRA Opens Sweep Focused on Concentrations in High-Risk Structured Notes

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bitpinas.com /3 weeks ago

SEC Opens Consultation on Market Maker Rules to Boost Liquidity

The SEC has released draft rules governing market makers in listed securities, outlining capital requirements, trading obligations, and incentives aimed at improving market liquidi...

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financemagnates.com /3 weeks ago

Kalshi Integrates with StarCompliance to Bring Institutional Traders Inside the Compliance Perimeter

Kalshi has integrated with StarCompliance, giving financial firms a way to monitor employee trading in prediction markets alongside activity in equities, bonds and derivatives. Th...

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Sources covering Securities & Capital Markets

wealthprofessional.ca

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a-teaminsight.com

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bitpinas.com

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cointelegraph.com

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crypto.news

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finance.yahoo.com

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