Securities Regulation and Compliance
The importance of securities regulation is reflected in the scale of U.S. financial markets. In 2025, the U.S. equity market showed record-breaking resilience, with the S&P 500...
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The importance of securities regulation is reflected in the scale of U.S. financial markets. In 2025, the U.S. equity market showed record-breaking resilience, with the S&P 500...
Probe tied to 2025 front-running case involving Ketan Parekh and Rohit Salgaocar
On 17 June 2026, the Chair of the China Securities Regulatory Commission, Wu Qing, delivered a keynote speech at the Lujiazui Forum, emphasizing China’s continued participation in...
Singapore Management University (SMU) is expanding its capital markets research as Asia takes on a larger role in global corporate financing. The university has launched the Singap...
Regulator also plans easier compliance for research analysts, new MF liquidity framework and measures to deepen corporate bond market
If the licence is granted, Zerodha will be able to manage Initial Public Offerings (IPOs), advise companies on fund raising, and offer other merchant banking services.
Barred for life from directing or running companies - he stayed on for two year
Securitize and Cantor Fitzgerald are developing infrastructure for tokenized IPOs and secondary equity offerings within the existing US securities framework. Securitize and Cantor...
Metaplanet has officially launched Metaplanet Securities, turning its completed acquisition of Siiibo Securities into a regulated digital asset investment banking business built ar...
On 19 May 2026, the Financial Services and Markets Bill completed its first reading in the House of Lords. The Bill was referred to in the briefing notes of the King’s Speech as th...
SEBI Chairman Tuhin Kanta Pandey has unveiled a fresh wave of reforms aimed at making India's capital markets more efficient and investor-friendly. SEBI is reviewing capital requir...
The U.S. Securities Exchange Commission (SEC) has released the draft of its strategic plan for fiscal years 2026-2030 and is soliciting public comment. Under Chairman Paul S. Atkin...
Stakeholders in Nigeria’s capital market have called for stronger institutional reforms, improved regulatory coordination and enhanced investor protection to sustain market growth...
The International Capital Market Association (ICMA) and the International Securities Lending Association (ISLA) argue that US regulators should look more closely at how individual...
Forthright Securities and Forthright Capital have received approval from the Securities and Futures Commission (SFC) to add virtual asset capabilities. This applies to their existi...
The transitional grandfathering window under Article 143(3) of the Markets in Crypto-Assets Regulat...
Headquarters: US IN CPT 2020 Virtual-Eastern Time URL: http://fisglobal.com Job DescriptionAs the world works and lives faster, FIS is leading the way. Our fintech solutions...
The SEC has released draft rules governing market makers in listed securities, outlining capital requirements, trading obligations, and incentives aimed at improving market liquidi...
Kalshi has integrated with StarCompliance, giving financial firms a way to monitor employee trading in prediction markets alongside activity in equities, bonds and derivatives. Th...
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