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The report by ISS Market Intelligence displays both a large uptick in moves by financial advisors and other reps last year and trends over the past decade or more.
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RIA buyers and consultants at RIA Edge Nashville said slower-growth firms can still command high valuations if it appears integration will bring new clients.
Over 39,000 advisors changed firms in 2025, close to a decade high, with RIA and IBD channels seeing the strongest net gains, according to tracking by ISS MI.
Smaller advisory firms face a Wednesday deadline to comply with updated SEC rules requiring incident response plans and stricter vendor oversight for data breaches.
Robinhood and TradePMR’s RIA referral program is live for a select group of advisors and clients; separately, executives said TradePMR will keep Wells Fargo as a custody and cleari...
RIs will be issued by the MAA to provide direction, and have the same authority as MAA regulation
Cybercrimes continue to target vulnerable companies globally, and advisers are now in the crosshairs. Recent interviews with cybersecurity professionals, and our team’s experience...
RIA leaders at Wealth Management EDGE discussed how investing in dedicated client-prospecting channels has driven asset growth alongside M&A.
Valuation experts say RIA purchasers are most attuned to organic sources of growth — assets from new and existing clients. But market gains also play a role.
The rankings of the fastest-growing RIAs over the past 12 months, compiled by AdvizorPro, highlight key nuances of the channel's rapid expansion.
As brokerage firms keep getting sued for allegedly not providing clients fair returns on their uninvested cash, the SEC tells investment advisors they also have legal liabilities.
As market dispersion rises, financial advisors are adopting more systematic, data-driven approaches to portfolio management SAN FRANCISCO, April 22, 2026 /PRNewswire-PRWeb/ -- A gr...
New IAR CE requirements are spreading state by state - and for small practices, keeping up is a full-time job most can't afford to hire for
Three advisors who had been with Focus Financial have chosen Mariner’s independent channel to launch their Aliso Viejo, Calif.-based RIA.
The 22-person Jacksonville, Fla., team, led by four partners, will use First Clearing for custody and TradePMR for middle-office support.
RISR unveils artificial intelligence-driven module to streamline document reviews, flag risks and provide actionable insights for advisors working with business-owner clients.
RIA M&A saw the strongest start to a year on record, while the composition of sellers moves upmarket.
Altruist Advisors, which will launch broadly in the fall, will provide the compliance, custody and operational infrastructure needed to build an independent practice.
Cybercrimes continue to target vulnerable companies globally, and advisers are now in the crosshairs. Recent interviews with cybersecurity professionals, and our team’s experience...
The program recognizes registered investment advisory practices that provide positive workplace environments and excellent benefits, according to their employees.
Nearly half of RI investors plan to increase holdings, but knowledge and engagement lag
Procyon's Phil Fiore details how the firm transitioned from a wirehouse environment to build a fast-growing independent RIA.
Summit Wealth Group’s Randy Morris details what drove the firm’s leaders to leave a 20-year tenure as a hybrid affiliate of an independent broker/dealer to launch as a fully indepe...
Advisors focused on energy, commodities and natural resources funds, while active and specialty strategy issuers gained market share over established players.
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