Social Media Ideas for Market Conduct

Florida Regulators Mulling New Rules on Market Conduct Exams, Reporting

Florida regulators are considering three rule changes, one on how market-conduct examinations are triggered, one on an expanded claims-dispute mediation system, and one that would...

Safeguarding Reputation: How to Evaluate Financial Services Employee Off-Duty Conduct

Takeaways Financial services employers have a legitimate interest in protecting integrity and maintaining public confidence in their institutions when evaluating employees’ off-du...

Lowe and Behold- Insurance Brokers Are Not Exempt from New Jersey’s Consumer Fraud Act

What Every Multinational Should Know About … Conducting a Sell-Side Contracts Review for Compliance Risk

For multinational companies, sell-side contracts — customer, distributor, reseller, licensing, and service agreements — often define the company’s front-line regulatory exposure. T...

New Jersey Supreme Court Clarifies Scope of Consumer Fraud Act Liability for Insurance Brokers

The easy half will be done

IRDAI plans to trace every insurance sale to the individual seller. But without fixing commissions and sales incentives, insurance mis-selling is unlikely to disappear.

FCA good and poor practice examples in relation to monitoring consumer outcomes under the Consumer Duty

On 27 July 2026, the Financial Conduct Authority (FCA) published the findings of its review into firms’ approaches to monitoring consumer outcomes under the Consumer Duty (the Duty...

FCA publishes good practice and areas of improvement in relation to products and services

On 10 July 2026, the Financial Conduct Authority (FCA) published findings of its review into firms’ approaches to products and services. Background The FCA explains that the Consum...

'Gloves are off' as FCA investigates 11 potential breaches of Consumer Duty

The Financial Conduct Authority is currently investigating 11 instances of potential breaches of its flagship Consumer Duty regulation as well as reviewing it.

IRDAI bars Edelweiss Life, Pramerica Life from opening new offices for six months

The Authority will continue to take appropriate supervisory and enforcement action wherever regulatory non-compliance is observed

UK Consumer Duty- FCA Consults on Scope and Proportionality

FCA’s expectation on conflict of interest management by vertically integrated firms

On 23 July 2026, the Financial Conduct Authority’s (FCA) new Director of Insurance, Chris Knight, set out the regulator’s expectations in relation to the management of conflicts of...

Lloyd's finds former CEO John Neal breached compliance rules

Council concludes Neal's conduct fell significantly below standards and finds serious failings in whistleblowing processes

Lloyd's finds former CEO John Neal breached compliance rules

Council concludes Neal's conduct fell significantly below standards and finds serious failings in whistleblowing processes

AI and Consumer Markets: UK Competition and Consumer Law Implications for Businesses

FCA publishes Enforcement Watch 2 – Supervising and enforcing the Consumer Duty

On 7 July 2026, the Financial Conduct Authority (FCA) published the second edition of its enforcement newsletter – Enforcement Watch 2 – in which it covers its recent approach to s...

FTC, Like States, Worried About Data Broker Activities

Many state legislatures have been focusing on data broker activities; at the same time the FTC has been pursuing brokers for alleged Section V violations. Most recently, the FTC fi...

FCA sets out expectations for insurers on managing conflicts of interest

Regulator says disclosure alone is not enough as vertically integrated business models come under scrutiny

2026 U.S. Insurance Investments Market Report: A Regulatory Redesign

CCI avoiding suo motu cases unless nobody willing to come forward

The watchdog has the mandate to curb unfair business practices, as well as foster fair competition, across sectors

Ontario tribunal strips insurance agent's licence over securities misconduct history

A 30-year career and a clean insurance record could not outweigh what regulators found next

UK Financial Services Firms Sharpen Staff Scrutiny as New Misconduct Regime Looms

Financial firms in Britain are sharpening their focus on employee conduct, with some weeding out staff suspected of misconduct such as harassment and bullying ahead of new rules de...

When Must Insurers Cover Criminal Acts?

My New Markets

Small Business Market Details: The Kinsale Small Business Division concentrates on smaller risks with an emphasis on contractors and OL&T/premises-related exposures, offering b...