Social Media Ideas for Market Conduct

Florida Regulators Mulling New Rules on Market Conduct Exams, Reporting

Florida regulators are considering three rule changes, one on how market-conduct examinations are triggered, one on an expanded claims-dispute mediation system, and one that would...

FCA Misconduct Rules Put Surveillance Evidence and HR–Compliance Workflows to the Test

The Financial Conduct Authority’s expanded non-financial misconduct rules took effect on 1 September, bringing around 37,000 non-bank firms within a broader conduct regime. Firms n...

Safeguarding Reputation: How to Evaluate Financial Services Employee Off-Duty Conduct

Takeaways Financial services employers have a legitimate interest in protecting integrity and maintaining public confidence in their institutions when evaluating employees’ off-du...

Lowe and Behold- Insurance Brokers Are Not Exempt from New Jersey’s Consumer Fraud Act

What Every Multinational Should Know About … Conducting a Sell-Side Contracts Review for Compliance Risk

For multinational companies, sell-side contracts — customer, distributor, reseller, licensing, and service agreements — often define the company’s front-line regulatory exposure. T...

New Jersey Supreme Court Clarifies Scope of Consumer Fraud Act Liability for Insurance Brokers

FCA good and poor practice examples in relation to monitoring consumer outcomes under the Consumer Duty

On 27 July 2026, the Financial Conduct Authority (FCA) published the findings of its review into firms’ approaches to monitoring consumer outcomes under the Consumer Duty (the Duty...

The easy half will be done

IRDAI plans to trace every insurance sale to the individual seller. But without fixing commissions and sales incentives, insurance mis-selling is unlikely to disappear.

Insurance Marketing: Compliance Risks and What to Do About It

Insurance marketing has a lot in common with healthcare and finance marketing. You need to make a complex product sound clear and compelling without crossing any compliance lines....

IRDAI bars Edelweiss Life, Pramerica Life from opening new offices for six months

The Authority will continue to take appropriate supervisory and enforcement action wherever regulatory non-compliance is observed

FCA’s expectation on conflict of interest management by vertically integrated firms

On 23 July 2026, the Financial Conduct Authority’s (FCA) new Director of Insurance, Chris Knight, set out the regulator’s expectations in relation to the management of conflicts of...

FCA misconduct rules take effect today

Jacqueline Girow says firms will struggle in September if they can't say how a complaint gets handled

Lloyd's finds former CEO John Neal breached compliance rules

Council concludes Neal's conduct fell significantly below standards and finds serious failings in whistleblowing processes

Lloyd's finds former CEO John Neal breached compliance rules

Council concludes Neal's conduct fell significantly below standards and finds serious failings in whistleblowing processes

FCA data backs CII on consumer duty reporting gaps

Second-year Consumer Duty board reports show better governance and richer data - but most firms still cannot prove their reporting is actually improving outcomes for customers

FCA sets out expectations for insurers on managing conflicts of interest

Regulator says disclosure alone is not enough as vertically integrated business models come under scrutiny

MGA paper just got riskier for brokers amid FCA governance push

The FCA's governance review of MGAs and coverholders runs through to early 2027. A broker placing business through an MGA is already inside that review's scope - because Consumer D...

2026 U.S. Insurance Investments Market Report: A Regulatory Redesign

CCI avoiding suo motu cases unless nobody willing to come forward

The watchdog has the mandate to curb unfair business practices, as well as foster fair competition, across sectors

Ontario tribunal strips insurance agent's licence over securities misconduct history

A 30-year career and a clean insurance record could not outweigh what regulators found next

UK Financial Services Firms Sharpen Staff Scrutiny as New Misconduct Regime Looms

Financial firms in Britain are sharpening their focus on employee conduct, with some weeding out staff suspected of misconduct such as harassment and bullying ahead of new rules de...

When Must Insurers Cover Criminal Acts?

“If you’re not taking care of your client, someone else will”

Trucordia CEO on how the soft market raises retention issues, and a broker's biggest competitive tool

My New Markets

Small Business Market Details: The Kinsale Small Business Division concentrates on smaller risks with an emphasis on contractors and OL&T/premises-related exposures, offering b...