OSC requires new fee disclosure under NI 31-103 for distributors
New OSC rule forces principal distributors to reveal exactly what they're paid
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New OSC rule forces principal distributors to reveal exactly what they're paid
A disputed $995 brokerage fee shows why agents should explain flat charges, payment triggers, and potential buyer costs before the first tour. The post Buyer Agreement’s $995 Fee R...
"Price and returns are usually disclosed. Timelines and response times usually are not — and those are the two that generate the complaints."Delivery timelines and support response...
Closing costs can add $6,300 to $15,750 on a $350,000 home, but comparing lenders and reviewing disclosures may lower the cash you need.
Brokerages are allowed to benefit from a deal — but fiduciary duty requires full disclosure, including unbiased data on the downsides of private listings.
Disclosures on loan rates to benefit small borrowers
FAST-DS can impose a substantial cost on taxpayers declaring certain undisclosed foreign assets or income, with the tax and additional amount together reaching 60% of the declared...
On August 17, 2026, the Federal Trade Commission (FTC) announced a $2.1 million settlement with online bill-payment company Doxo over allegations that the company, and its two co-f...
Retirement savers often don't realize what they're paying in fees or how much they can lose by leaving rollover cash uninvested, but advisors can help on both fronts.
The Property Ombudsman has ordered an estate agent to compensate buyers £790 after failing to disclose the existence of a competing purchaser during a property transaction. The cas...
The online bill-pay company agreed to settle a case brought by the Federal Trade Commission over deceptive ads and undisclosed fees.
The Efron case, filed by Florida homebuyers, had accused the brokerage of unfairly and illegally adding a $475 fee to their 2024 home purchase transaction.
The Federal Trade Commission and the State of Connecticut have announced a $4 million settlement with Manchester City Nissan over alleged deceptive-fee practices, marking another n...
The Federal Trade Commission and the State of Connecticut have announced a $4 million settlement with Manchester City Nissan over alleged deceptive-fee practices, marking another n...
A new paper from the Consumer Policy Center finds that tacked-on brokerage fees have become “standard practice” despite agent objections.
In a constantly changing industry, clearing and custody fees defy generalizations. The largest independent broker-dealers present financial advisors with the choice of working with...
As Congress questions private listings, agents are urged to disclose tradeoffs in writing and review neighborhood launch patterns.
Every lender has a folder somewhere labeled, in spirit if not in ink, “things that happen to other companies.” Data breaches usually live in that folder. They are the sort of event...
By JOE FEGHALI Healthcare has become very good at producing disclosures. It is much less good at producing understanding. A hospital posts a price file. A health plan publishes neg...
FOS evidence shows unrelated disclosure errors can still void cover, putting fresh scrutiny on point-of-sale advice
New Post From The Franchise King® The FDD contains 23 legally required disclosure items covering the franchisor’s background, fees, obligations, territory, financial performance, a...
CFA Institute study finds 37.5 per cent fail to disclose conflicts of interest
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