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FSCO: The Distribution Cut May Have Created A 14%-Yielding Opportunity

FSA de-registers Reliance Audit firm over unlicensed practice

Muscat: The Financial Services Authority (FSA), represented by the Professional Conduct Committee, has issued an administrative decision to deregister Reliance Audit firm from the....

OSC updates service standards for registrations, prospectus filings and reviews

New OSC timelines took effect July 1 - and they set the clock on your next approval

FCA orders Anthony Jones broker to halt all regulated activity

The FCA's early intervention model - stopping regulated activity before insolvency - puts client money segregation and wind-down planning back on compliance agendas

OSFI wants to make it easier to become a national financial institution

Regulator introduces three-phase approval process with public dashboard and defined timelines

FSA explores technologies to strengthen flood risk assessment

MUSCAT: The Financial Services Authority (FSA) has underscored the growing role of advanced technologies in transforming risk management practices, highlighting artificial intellig...

Group Fined for Illegal Fishing Practices

FOS Policy Statement – Modernising the Redress System

On 11 August 2026, the Financial Ombudsman Service (FOS) published Modernising the Redress System: policy statement. In this policy statement the FOS sets out its position on the p...

Québec hands mutual fund oversight to CIRO as new insurance chamber takes effect

Recognition order splits regulatory duties between CIRO and AMF from now on

Oman FSA clarifies complaint process for insurance and securities sectors

MUSCAT: The authority said using the correct platform can help speed up the processing of complaints and ensure they are directed to the competent entity.Complaints can be submitte...

Financial Services Agency to set up inspection office

The plan to step up inspections of financial institutions follows a series of scandals uncovered at regional credit cooperatives.

FSA approves OMIFCO share allocation ratios

Muscat: The Financial Services Authority (FSA) has approved the share allocation ratios for the initial public offering (IPO) of the Oman India Fertiliser Company (OMIFCO), followi...

New permanent leadership confirmed for FOS

The Financial Ombudsman Service (FOS) has announced the permanent appointments of Jenny Simmonds as its CEO, and James Dipple-Johnstone as chief ombudsman.

FSC approves Bank SinoPac merger, E.Sun Financial acquisition of Mercuries Life

Ontario tribunal strips insurance agent's licence over securities misconduct history

A 30-year career and a clean insurance record could not outweigh what regulators found next

FSA seeks to regulate, promote investment banking in Oman

Aimed at developing specialised capital market services, enhancing market efficiency, and expanding its capacity to provide diverse financing and investment channels, Financial Ser...

More than a renewal payment: Inside the insurance and regulatory safeguards protecting Ontario homebuyers

The post More than a renewal payment: Inside the insurance and regulatory safeguards protecting Ontario homebuyers appeared first on REM.

Canada's regulators receive OBSI evaluation as binding dispute resolution advances

The independent review of OBSI is in - and it feeds a bigger shift for advisers