Search results for Fsco

FSCO: PIK's Are The Industry Default Mechanism - Strong Sell

FS Credit Opportunities Corp. (FSCO) Declares Distribution for April 2026

PHILADELPHIA, April 6, 2026 /PRNewswire/ -- The Board of Directors of FS Credit Opportunities Corp. (the Fund) (NYSE: FSCO) announced the monthly distribution for April 2026. The d...

Ontario court clears seniors to sue FSCO over Tier 1 mortgages

The judge let the bad-faith claim live - and reminded advisors that a license is not a seal of approval

Investor panel turns up the heat on OBSI, bank dealers and CFR compliance

IAP's 2025 report calls out proprietary shelves, long-term asset funds and lagging CFR compliance

OSC fires off 2026 risk questionnaire with a six-week deadline

What firms submit now will shape who gets the regulator's attention next

Enforcement against mortgage professionals jumps as FSRA flexes new powers

With higher fine limits now in place, regulators say recent penalties may only reflect the early stages of a stricter regime

Insurance moves: FCA, Price Forbes

Continuity at the regulator, ambition at the broker

CSA flags CIPF for incomplete procedures on dealer assessment policy changes

Two instances of missed notice - and an undocumented charge for mutual fund dealers

FSRA flags Ontario pension solvency slip from record 124 percent

FSRA's Q1 numbers dip from a record 124 percent as weak returns and the war in Iran weigh in

FCA probes consumer claims industry

Review to assess conflicts of interest

It's DSRO Exam Time for FCMs: Be Letter 25-38 Prepared!

For futures commission merchants (FCMs) that are clearing members of the Chicago Mercantile Exchange, it’s that time of year: Time for the annual examination of the FCM’s operation...

OSC targets high-risk firms, marketing, AI in 2026 exam plan

Regulator flags AI, derivatives, and a national marketing sweep among its top examination priorities

Financial Services Commission seeking to have fees increased for insurance sector as it moves to better regulate the ind...

The Financial Services Commission (FSC) is seeking to have fees increased for the insurance sector as it moves to better...

Notice – ONTARIO SECURITIES COMMISSION and PURPOSE INVESTMENTS INC. and SOM SEIF, File No. 2025-18

TORONTO, April 24, 2026 /CNW/ – The Tribunal issued an Order in the above-named matter. A copy of the Order dated April 24, 2026 is available at capitalmarketstribunal.ca. Registra...

Joint regulatory taskforce to tackle poor practice in motor finance claims

On 6 May 2026, the Financial Conduct Authority announced the establishment of a joint regulatory taskforce to tackle the poor handling of motor finance claims by some claims manage...

FOS responds to the Mills Review

On 2 April 2026, the Financial Ombudsman Service (FOS) published its response to the Financial Conduct Authority’s (FCA) review into the long-term impact of AI on retail financial...

<b>FSA warns against dealing with unauthorised securities entities</b>

The Financial Services Authority (FSA) has launched a public awareness campaign addressing financial fraud linked to entities and platforms offering investment services in securiti...

OSC proposes higher fees for large firms, cuts costs for smaller market participants

57% pay $750 or less

FSSAI brings order to food recall by launching functionality within FoSCoS

The Food Safety and Standards Authority of India FSSAI has launched a new Food Recall functionality within its existing FoSCoS Food Safety Compliance System platform This digital u...

FCA finds gaps in oversight of inactive appointed representatives

A fresh review reveals principals still falling short on annual checks

FOS 2026/27 Plans and Budget

On 31 March 2026, the Financial Ombudsman Service (FOS) published its 2026/27 Plans and Budget. Key points in the 2026/27 Plans and Budget include: Continue Reading

FCA unveils open finance roadmap

Framework aims to deepen data-sharing beyond banking services

OSFI, CDIC, Canadian banks, intervention guide, bank supervision, wealth management, capital requirements, bail-in, depo...

Powering Growth and Competitiveness lands in Toronto - friction points and legal gaps on the table