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On 19 May 2026, the Financial Services and Markets Bill completed its first reading in the House of Lords. The Bill was referred to in the briefing notes of the King’s Speech as th...
On 3 June 2026, The Financial Services and Markets Act 2023 (Commencement No. 14) Regulations 2026 were made. These Regulations are the 14th commencement Regulations made under the...
On 25 June 2026, there was published The Financial Services and Markets Act 2023 (Commencement No. 15 and Saving and Transitional Provisions) Regulations 2026. These Regulations ar...
On 9 June 2026, Lord Stockwood moved that the Financial Services and Markets Bill be read a second time in the House of Lords. After debate, the motion was agreed to. Lord Stockwoo...
On 8 July 2026, members of the House of Lords reached the end of detailed examination of the Financial Services and Markets Bill (the Bill) in committee stage. Topics considered du...
The Monetary Authority of Singapore (MAS) will remove the mandatory financial advice requirement for most investors buying complex products, as it shifts towards a more disclosure-...
The board approves independent assessment of SME framework, faster AIF scheme launches, and easier transmission of securities
ILPs just got a new label as complex products The post MAS Will Classify Investment-Linked Policies (ILP) As Complex Products. What This Means For Future Sales Of The Product appea...
On 7 July 2026, the Australian Securities and Investments Commission (ASIC) issued a new legislative instrument for operators of investor directed portfolio services (IDPS) and IDP...
The importance of securities regulation is reflected in the scale of U.S. financial markets. In 2025, the U.S. equity market showed record-breaking resilience, with the S&P 500...
On 3 July 2026, there was published The Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) (Amendment) Order 2026. Background This Statutory Instrume...
On May 19, 2026, the US Securities and Exchange Commission (SEC) proposed a broad set of amendments intended to reform the registered offering framework under the Securities Act of...
Barred for life from directing or running companies - he stayed on for two year
Tag Markets has received a securities fraud warning from Luxembourg’s Commission de Surveillance du Secteur Financier (CSSF). As per CSSF’s June 10th Tag Markets fraud warning; Tag...
The Monetary Authority of Singapore (MAS) and China’s securities regulator have signed a staff exchange agreement to deepen supervisory ties between their capital markets. The agre...
On 23 June 2026, the European Securities and Markets Authority (ESMA) issued a Public Statement calling on unauthorised crypto-asset service providers to wind down orderly, while a...
Regulator also plans easier compliance for research analysts, new MF liquidity framework and measures to deepen corporate bond market
WAKENYA wanaotafuta njia mbadala za kukuza fedha zao mbali na akaunti za kawaida za benki sasa watapata fursa mpya kupitia mifuko ya uwekezaji iliyosajiliwa rasmi na Mamlaka ya Mas...
On 18 June 2026, the Financial Services Regulation Committee (the Committee), a House of Lords Select Committee, published a letter to Lord Stockwood, Minister for Investment, abou...
On 14 July 2026, HM Treasury (HMT) issued draft statutory instrument and policy note on the Alternative Investment Fund Managers Regulations 2026. Background The Alternative Invest...
The regulator has also proposed allowing brokers to accept all collateral eligible in the normal cash market for MTF transactions
MUSCAT, JUNE 1Reforms at the Muscat Stock Exchange (MSX), combined with Oman Investment Authority's (OIA) divestment programme and a series of high-profile initial public offerings...
MUSCAT: Muscat Stock Exchange (MSX) has signed a cooperation agreement with Carbon Neutrality Era Company to support the development of sustainable finance and carbon markets in th...
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