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regulationtomorrow.com /2 days ago

REP 831 ‘Delivering on death benefits: Have super trustees stepped up?’

On 10 June 2026, the Australian Securities and Investments Commission (ASIC) issued Report 831 ‘Delivering on death benefits: Have super trustees stepped up?’ (REP 831). Background...

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stuff.co.nz /1 month ago

The myth of the neutral civil service

A King’s Counsel investigation has cleared former FMA chair Craig Stobo of claims he was in an inappropriate relationship.

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tech4law.co.za /2 weeks ago

Fiduciary-related court case summaries by FISA

The Fiduciary Institute of Southern Africa (FISA) has developed an extensive archive of court case summaries relating to fiduciary matters. The summaries are written by FISA CEO, J...

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jdsupra.com /1 month ago

So, You’re a Trustee…Now What Do You Do? (And Who Can You Call for Help?)

The role of Trustee is multifaceted. A Trustee acts as an administrative professional, tax preparer, asset manager, trusted family advisor, banker, and sometimes family referee –...

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wealthmanagement.com /1 month ago

Fiduciary Law Trends 2026

A roundup of significant court cases.

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jdsupra.com /1 month ago

California Supreme Court Considers Key Public Pension System Fiduciary Governance Cases

On April 15, 2026, the California Supreme Court issued three important decisions for those who are interested in public pension system governance topics and related litigation:...

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natlawreview.com /1 month ago

Risk #10: Fiduciary Duties Revisited: Delaware Law and the Fund Manager’s Evolving Obligations

A significant shift in Delaware law is reshaping how courts evaluate conflicted transactions involving controlling stockholders, including private fund managers that control portfo...

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wealthprofessional.ca /1 month ago

CIRO finds couple helped themselves to an elderly client's life savings

The regulator's panel finds advisor named himself sole heir to client's estate

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accountingtoday.com /3 weeks ago

The AI Pecora Moment: who will conduct the examination?

AI governance is waiting its Ferdinand Pecora, counsel to the Senate Banking Committee in the 1930s, who built the evidentiary foundation for every protector system that followed.

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jdsupra.com /1 month ago

Chancery Finds Buyer’s Oral Statements about Future Plans May Have Gone Beyond “Mere Puffery” and Fraudulently Induced S...

In Shareholder Representative Services LLC v. Sphera Solutions, Inc. (Mar. 31, 2026), a Magistrate for the Court of Chancery, in a letter decision, at the pleading stage of the lit...

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planyourfederalretirement.libsyn.com /2 weeks ago

Did You Just Inherit a Tax Problem?

Federal employees and spouses often hear the phrase: "It's an inheritance, so it's tax-free." But is that actually true? In this FERS Federal Fact Check episode, Micah Shilanski,...

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jdsupra.com /1 month ago

Your 401(k) Plan Is Not on Autopilot

One of the biggest misconceptions plan sponsors have is that their 401(k) plan runs itself. Many employers believe that once they hire a recordkeeper and a TPA, the heavy lifting i...

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jdsupra.com /1 month ago

ERISA Class Certification Fails to Get a Clean Bill of Health

A recent federal appellate decision put certification of ERISA claims under the microscope. In Trauernicht v. Genworth Financial Inc., the Fourth Circuit Court of Appeals decertifi...

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salesforce.com /1 day ago

Beyond the Vibe in Financial Services Series Part 3

Super Agents, Headless Architecture, and Client Trust

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thisdaylive.com /2 weeks ago

Arbitral Tribunal Orders Removal of Four Directors of Premium Pensions Over PEP Status

Jonathan Eze A major corporate governance storm has erupted in Nigeria’s pension industry following a landmark arbitral award ordering the removal of four directors of Premium Pens...

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financial-planning.com /1 month ago

DOL fiduciary rule 'contorts logic, facts and common sense'

The Trump administration's push for alternative investments in 401(k)s steamrolls ERISA law, argues Knut Rostad.

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allafrica.com /3 weeks ago

South Africa: SARS Refutes Hacking Claim

[SAnews.gov.za] The South African Revenue Service (SARS) has refuted claims that it suffered a breach of its systems.

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accountingtoday.com /5 days ago

Tax Fraud Blotter: Own nothing, control everything

Ultimate frisbee team; sham sale; abusive trust; and other highlights of recent tax cases.

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natlawreview.com /1 month ago

SEC Announces Trio of Settlements in Beneficial Ownership Cases

On May 4, 2026, the U.S. Securities and Exchange Commission (SEC) announced three settlements involving alleged violations of the beneficial ownership reporting requirements under...

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wealthprofessional.ca /1 month ago

Former Sun Life advisor fined $12,500 for staying silent on client fraud

The senior client's $132,000 retirement account was reduced to $156 over six months

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wealthprofessional.ca /2 weeks ago

CIRO finds Calgary adviser hid $2 million client loan from dealer

A 30-year registration record offered no protection when disclosure rules came calling

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jdsupra.com /2 weeks ago

Whistleblower: What If I was Part of the Fraud?

Whistleblowers play an important role in helping the federal government prosecute securities law violations, tax fraud, and other corporate violations of federal law. As a result,...

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goingconcern.com /1 day ago

Monday Morning Accounting News Brief: Oh Rats! The IRS Is Infested; PwC Partners Will Divorce If It Spares Their Cash |...

Good morning, capital markets servants. Everyone have a good weekend? Good. Got some news for […] The post Monday Morning Accounting News Brief: Oh Rats! The IRS Is Infested; PwC P...

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mpamag.com /1 week ago

Developer wins fiduciary duty fight, loses on proximate cause in development collapse

The breach was real. The payment was zero. One missing link decided it

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