Off-Channel Compliance Demands Evidence, Not Just Policy
Off-channel communications compliance is moving beyond which tools firms permit. The deeper challenge is whether firms can evidence control over who is in scope, which channels are...
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Off-channel communications compliance is moving beyond which tools firms permit. The deeper challenge is whether firms can evidence control over who is in scope, which channels are...
On 8 July 2026, HM Treasury published ‘Regulation Action Plan Progress Report (July 2026)’ and ‘Update Against the Regulation Action Plan’s Key Regulator Pledges (May 2026)’. Regul...
RA covering the ownership and management of risk to life using a standardised approach and with regard to future risks.
RA requiring a comprehensive, through-life, integrity management approach to assure air system integrity.
Micromanaging firms, no solution to customer grievances
RA covering the requirement for an AMO to have a corrective action plan following an audit.
RIs will be issued by the MAA to provide direction, and have the same authority as MAA regulation
On May 19, 2026, the Commodity Futures Trading Commission’s (CFTC or the Commission) Division of Enforcement (the Division) issued CFTC Letter No. 26-15, a new Staff Advisory setti...
RA covering the requirement that the MOD CAM devise and execute a corrective action plan on receipt of MAA audit findings.
On 14 July 2026, the Prudential Regulation Authority (PRA) published a policy statement PS16/26) in relation to rule changes rule changes to accommodate HM Treasury’s (HMT’s) Overs...
Mexico’s National Antimonopoly Commission (NAC) published a draft 2026-2030 Institutional Program that outlines the objectives, strategic priorities, and performance targets that m...
Wall Street Journal: “Trump has gotten involved in regulatory decisions big and small that once were made by independent agencies, according to interviews with business executives,...
Introduction On 30 June 2026, the Financial Conduct Authority (FCA) published a comprehensive suite of policy statements setting out final rules and guidance for the regulation of...
RA covering the convening of service inquiry to investigate accidents and occurrences producing recommendations to improve air safety.
On 18 May 2026, HM Treasury issued a policy paper, ‘Safeguarding Stability, Enabling Growth: The Ring-Fencing Review’. Background At last year’s Mansion House the Chancellor confir...
3 May – 3 June 2026 Introduction ESG is changing the landscape for financial institutions as stakeholders, including investors, increasingly expect them to make their operations mo...
On 9 July 2026, the House of Lords Financial Services Regulation Committee (the Committee) published correspondence from the Financial Conduct Authority (FCA) and Prudential Regula...
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