Social Media Ideas for Ontario Securities Commission

Ontario's move to join securities passport system draws industry coalition praise

Banking, investment and business groups backs Ontario's plan to join Canada's regulatory harmonization framework

Ontario commits to join Canada's securities passport after nearly two decades outside

One approval will carry nationwide, easing capital-raising for firms already listed in Canada

OSC mandates new principal distributor disclosure in fund prospectuses

The line every fund prospectus must add before October 2026

OSC lets issuers swap mailed financial statements for SEDAR+ notices

Here's what changes under the OSC's new SEDAR+ notice model

Ontario tribunal strips insurance agent's licence over securities misconduct history

A 30-year career and a clean insurance record could not outweigh what regulators found next

Former MIC operator pleads guilty in $5.3-million scheme

The OSC says roughly 30 Ontario investors provided funds to Altmore Mortgage Investment Corporation believing the money would be invested in mortgages and other real estate-secured...

OSC requires new fee disclosure under NI 31-103 for distributors

New OSC rule forces principal distributors to reveal exactly what they're paid

OSC bars mutual fund distributors from cross-family incentives

The rule change also carries a twist for one province

OSC tightens beneficial owner communication rules under NI 54-101

OSC's amended rule changes what intermediaries must disclose on proxy forms

SIMA welcomes Ontario's move to join Canada's securities passport system

Association says the shift will cut duplication and ease cross-border compliance for capital markets firms

CSA opens consultation on modernizing public company regulation

Regulator seeks input on capital-raising rules, reporting thresholds and disclosure requirements

OSC regulatory fee overhaul draws sharp pushback from SIMA

Industry group urges the Ontario Securities Commission to prioritise transparency and efficiency before raising fees on market participants

Ontario court orders CI, AIC to pay $170M in market timing case dating back to 2006

Two decades after the claim was filed, a judge sides with retail unitholders over trading harm

Who regulates a bet on the Stanley Cup? Not Canada's securities regulators

The CSA says these products do not belong in securities law, and CIRO staff will not approve dealer applications to trade them

Chemical Manufacturing Company Fined $9,000 for Ontario Water Resources Act Violation

CSA, CIRO warn dealers: foreign ETF marketing can trigger prospectus rules

New guidance flags when promoting foreign ETFs crosses into prospectus territory

Canada's regulators receive OBSI evaluation as binding dispute resolution advances

The independent review of OBSI is in - and it feeds a bigger shift for advisers

Tribunal finds Oasis World Trading manipulated markets through spoofing

Over 600 traders, one compliance officer, and a tribunal that wasn't buying it.

2367408 Ontario Inc. Fined $25,000 for Environmental Protection Act Violation

OSC alleges wealth firm founder defrauded four investors of $908,000

BG Wealth Group founder allegedly kept trading securities after a ban meant to protect investors

Company and Property Owner Fined $15,000 for Environmental Protection Act Violations

CSA updates listed issuer financing exemption guidance for $50-million raises

The regulator spelled out the fine print on prospectus-free raises up to $50 million

Former TD rep faces CIRO misconduct ban over $214,500 client scheme

An Ontario rep falsified account statements and used client funds to cover his tracks – until a complaint exposed a five-year scheme

SIMA urges CSA to adopt proportionate derivatives and bid rule reforms

Industry association representing $4.5 trillion in assets calls on regulators to modernise Canada's take-over bid and derivative disclosure framework