Social Media Ideas for Incentive-Based Regulation

Affordability concerns drive momentum for performance-based ratemaking

Michigan is among the states weighing reforms to rate case planning and utility profits. Experts and stakeholders told Utility Dive what works — and what doesn’t.

The Bank That Regulates Itself First Wins (Igor Kostyuchenok)

Compliance is the one thing every bank must do, none can skip, and none can win with—until now. The ...

Marketing in Regulated Industries: Turning Compliance Into Competitive Advantage

Healthcare, financial services, insurance, legal, energy, and cybersecurity are all seen as challenging industries for marketing professionals. Slow review cycles, strict claims re...

Harshad Mehta scam to insurance reforms: Why Deepak Shenoy calls regulation 'a feature, not a bug'

The aftermath of the Harshad Mehta scam reshaped India’s financial-market regulation, with reforms aimed at strengthening transparency and investor confidence. Decades later, Deepa...

Regulatory Scrutiny in ABA: What Providers Need to Know About Compliance Oversight

How Regulation Helped Lift Infrastructure and Interoperability to the Next Level

In this virtual interview, context is given to how regulatory compliance has evolved along with its perception, to provide you with insights into how to approach your own efforts.

FINRA Enforcement Review Calls for Major Reforms

What to Know FINRA published an external review recommending broad changes to its Enforcement program. If adopted, the recommendations would have a significant impact for broker-d...

California Enacts Sweeping New Regulation of Commercial Financing

Washington State Considers RIA Insurance Mandate

An organization of investors' attorneys supports the regulation, arguing it could address the continued issue of unpaid arbitration awards.

DOJ Launches Whistleblower Rewards Program Offering Payouts Before Convictions

SEBI's settlement rules set for a big revamp; experts call for balance between speed and accountability

The market regulator has introduced a new fast-track settlement route for cases where the settlement amount doesn't exceed Rs 10 lakh.

FTC Bureau of Consumer Protection Creates New Mechanism for Industry Input on FTC Rules

Wall Street Regulator Moves to Expand Access to Private Funds

An SEC proposal would let registered investment advisors charge a fee up to 20% based on a fund’s performance, putting the fee structure in line with some hedge funds.

DOJ Raises the Stakes: New Whistleblower Program Fast-Tracks Rewards for Fraud Tips

OSC bars mutual fund distributors from cross-family incentives

The rule change also carries a twist for one province

Federal Agencies Clarify Rules for Rewards in Employer-Sponsored Wellness Programs

India moves to rein in insurance commissions just as foreign insurers are handed the keys

The regulator wants hard caps on what banks, brokers and agents earn. Aviva and Bupa, which have just deepened their bets on India, will be watching closely

Automatic Renewals: The Regulation of Internet-based Subscriptions

The Federal Trade Commission's (FTC) vacated "Click to Cancel" rule highlighted the problem of automatic subscription renewals. FTC enforcement continues, a new rule is in the work...

United States- SEC Moves to Open Private Markets to Retail Investors

On 30 September 2026, the SEC proposed rule amendments advancing Chairman Paul S. Atkins’ “responsible retailization” of private markets, expanding retail access to private-market...

SEC Aims to Rescind Pay-to-Play Rule for Advisors

Chair Paul Atkins argued the 2010 rule effectively suppressed political speech by advisors, which one consumer protection advocate called a "lie," saying it curbed corruption.