Social Media Ideas for Financial Regulation

FinReg Monthly Update: May 2026

Financial Services Regulation Committee publishes letter on the Financial Services and Markets Bill

On 18 June 2026, the Financial Services Regulation Committee (the Committee), a House of Lords Select Committee, published a letter to Lord Stockwood, Minister for Investment, abou...

The Financial Services and Markets Act 2023 (Commencement No. 15 and Saving and Transitional Provisions) Regulations 202...

On 25 June 2026, there was published The Financial Services and Markets Act 2023 (Commencement No. 15 and Saving and Transitional Provisions) Regulations 2026. These Regulations ar...

Securities Regulation and Compliance

The importance of securities regulation is reflected in the scale of U.S. financial markets. In 2025, the U.S. equity market showed record-breaking resilience, with the S&P 500...

Take these to the bank: financial regulation reform measures become law

Delaware's framework for financial regulation gets its most significant update in more than 40 years.

Financial Services Regulatory ESG updater

3 April – 3 May 2026 Introduction ESG is changing the landscape for financial institutions as stakeholders, including investors, increasingly expect them to make their operations m...

Financial Services Regulatory ESG updater

3 May – 3 June 2026 Introduction ESG is changing the landscape for financial institutions as stakeholders, including investors, increasingly expect them to make their operations mo...

Employment Law & Regulatory Reform: How Financial Services Firms Can Prepare for Change

Race to Regulate Digital Finance: US vs UK (John Bertrand)

The Catalyst: A One-Time Reconfiguration of Global Finance The IMF's framing is the right starting p...

AI and Financial Services Regulation: UK and International Developments at a Glance

The regulatory response to AI in financial services has been accelerating in recent months, with regulators and international standard-setters grappling with what AI—from tradition...

Employment Law and Regulatory Reform- How Financial Services Firms Can Prepare for Change

Draft SI: The Overseas Prudential Requirements Regime (Credit Institutions and Investment Firms) Regulations 2026

On 3 July 2026, there was published a draft statutory instrument (SI) The Overseas Prudential Requirements Regime (Credit Institutions and Investment Firms) Regulations 2026. Backg...

Beyond Box-Ticking: The PRA Mandate for Real-Time Data Governance (Nitin Pahwa)

The Prudential Regulation Authority’s recent enforcement actions and multi-million-pound penalties i...

House of Lords Financial Services Regulation Committee publishes FCA and PRA correspondence in relation to the FCA and P...

On 9 July 2026, the House of Lords Financial Services Regulation Committee (the Committee) published correspondence from the Financial Conduct Authority (FCA) and Prudential Regula...

Commission adopts Delegated Regulation amending market risk requirements

On 4 June 2026, the European Commission (Commission) adopted a Delegated Regulation amending the Capital Requirements Regulation (CRR) as regards temporary targeted operational rel...

BoE publishes latest Financial Stability in Focus on the bank capital framework

On 7 July 2026, the Bank of England (BoE) published its latest Financial Stability in Focus (FSiF) setting out the FPC’s view on specific topics related to financial stability. Bac...

Latest edition of the Regulatory Initiatives Grid published

On 19 May 2026, the Financial Conduct Authority (FCA) published the latest edition of the Regulatory Initiatives Grid from the Financial Services Regulatory Initiatives Forum. The...

FCA Publishes Landmark Policy Statements Finalising the UK’s Cryptoasset Regulatory Regime

Introduction On 30 June 2026, the Financial Conduct Authority (FCA) published a comprehensive suite of policy statements setting out final rules and guidance for the regulation of...

Regulation: Regulatory Article (RA) 1210: ownership and management of operating risk (risk to life)

RA covering the ownership and management of risk to life using a standardised approach and with regard to future risks.

CFPB prioritizes Reg X, GSE streamline refis as LO Comp hopes fade 

The Consumer Financial Protection Bureau could finalize changes to its Regulation X servicing rules while creating a regulatory pathway for streamlined GSE refinances by the end of...

UK BNPL regulations come into force

The UK's new buy now, pay later regulatory regime has come into force, placing requirements on providers designed to improve transparency, affordability and support for customers i...

BaFin´s 9th revision of the MaRisk: Will a more principles-based framework translate into a reduced compliance burden?

On June 30, 2026, the German regulator, the Federal Financial Supervisory Authority (Bundesanstalt für Finanzdienstleistungsaufsicht – BaFin), published the revised circular “Minim...

The Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) (Amendment) Order 2026

On 3 July 2026, there was published The Financial Services Act 2012 (Relevant Functions in relation to Complaints Scheme) (Amendment) Order 2026. Background This Statutory Instrume...

The Financial Services and Markets Act 2023 (Commencement No. 14) Regulations 2026

On 3 June 2026, The Financial Services and Markets Act 2023 (Commencement No. 14) Regulations 2026 were made. These Regulations are the 14th commencement Regulations made under the...