Social Media Ideas for Compliance & Investigations

CFTC Division of Enforcement Issues New Cooperation Policy: What Commodities Market Participants Need to Know

On May 19, 2026, the Commodity Futures Trading Commission’s (CFTC or the Commission) Division of Enforcement (the Division) issued CFTC Letter No. 26-15, a new Staff Advisory setti...

Immigration Compliance, Audits & Sponsor Licence Support

  Sponsor Licence Compliance Support   UKVI expects sponsors to maintain effective systems and controls, keep prescribed records, monitor sponsored workers and meet their reporting...

Home Office Compliance Visits & UKVI Compliance

  Section A: What is UKVI Compliance?   UK Visas and Immigration (UKVI) is the division of the Home Office responsible for managing the UK’s visa system, sponsor licensing and immi...

Compliance Capacity

So as long as we’re talking about semi-annual vs quarterly reporting – It has long been observed that the disclosure obligations of the federal securities laws function as sub rosa...

Conducting Global Internal Investigations: Getting It Right Across Borders

HHS-OIG Flexes Enforcement Muscle on Corporate Integrity Agreements

London Investigations Horizon Scan May 2026

Introduction The UK investigations and enforcement landscape continues to shift. The Crime and Policing Act 2026, which received Royal Assent on 29 April, includes a significant ex...

CFTC Division of Enforcement Issues New Cooperation Policy

Self-Reporting and Cooperation 3.0: CFTC Enforcement Division’s New Policy Offers a Clearer Path to Declination

Building on recent public statements by Commodity Futures Trading Commission (CFTC or Commission) Enforcement Director David Miller,[1] the CFTC’s Division of Enforcement (the Divi...

Mitarbeiterinterviews im Rahmen von Compliance-Untersuchungen: Die häufigsten Fragen aus Arbeitgebersicht

Wenn in Unternehmen ein Verdacht auf Compliance-Verstöße oder schwerwiegende Pflichtverletzungen eines Mitarbeiters aufkommt, führt an Mitarbeiterinterviews oft kein Weg vorbei. Do...

Workplace Investigations- Five Key Takeaways (Part Three)

FCA Identifies Key Compliance Issues in Its Sanctions Systems and Controls Report (May 2026)

Workplace Investigations- Five Key Takeaways (Part Two)

Off-Channel Compliance Demands Evidence, Not Just Policy

Off-channel communications compliance is moving beyond which tools firms permit. The deeper challenge is whether firms can evidence control over who is in scope, which channels are...

Before the Letter Arrives: How Companies Should Prepare for Congressional Investigations

RiConnect Positions COMPLIANCE INFRASTRUCTURE Alongside Regulatory Bodies

RiConnect Inc. has aligned its latest rebrand and tagline — ‘COMPLIANCE INFRASTRUCTURE for OSHA & HSE’ — with the world’s leading regulatory authorities. Source

OIG’s New CIA Template Enhances Compliance Obligations for Health Care Organizations

On April 30, 2026, at the Health Care Compliance Association’s 2026 Compliance Institute, the U.S. Department of Health and Human Services Office of Inspector General (“OIG”) intro...

How to Set Up Compliance Profiles, Purposes, and Topics in Dynamics 365 Customer Insights

Every marketing message you send carries a hidden question: did this customer actually agree to receive it? Dynamics 365 Customer Insights – Journeys answers that question with bui...

Campus Risk Playbook Series: The Coverage Gap No One Is Talking About—Federal Government Investigations

THE REGULATOR IS NOT YOUR EARLY WARNING SYSTEM: The Compliance Hangover

Why Legal Risk Is Still Managed After the Party … There’s a particular silence that settles over a boardroom when a compliance problem stops being theoretical. It usually arrives j...

All About Strategic Environmental Compliance Audits

Nineteen states and the District of Columbia have filed a lawsuit challenging the federal government’s rollout of Executive Order (EO) 14398, “Addressing DEI Discrimination by Fede...

Workplace Investigations: Five Key Takeaways (Part One)

When workplace investigations hit the headlines, the risks can escalate quickly. Suddenly, employers are dealing with media attention, social media commentary, employee concerns an...

What’s the latest on UK university compliance?

This week, The PIE held the inaugural Compliance Con, bringing together compliance experts from across the UK sector. As tightened BCA thresholds loom, editor Beth Kennedy unpacks...

OFAC Enforcement: A Practical, Profession Overview For Compliance, Legal, and Risk Teams