Latest updates for Commission De Surveillance Secteur Financier
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- Luxembourg Financial Services Regulator CSSF Issues First FAQ on Fund Tokenisation
- SEC and France’s AMF Formalize New Cross-Border Oversight Pact
- SEC and France’s AMF Formalize New Cross-Border Oversight Pact
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SEC and France’s AMF Formalize New Cross-Border Oversight Pact
The Securities and Exchange Commission has announced a new supervisory memorandum of understanding with France’s Autorité des Marchés Financiers, adding another layer to the growin...
SEC and France’s AMF Formalize New Cross-Border Oversight Pact
The Securities and Exchange Commission has announced a new supervisory memorandum of understanding with France’s Autorité des Marchés Financiers, adding another layer to the growin...
Hong Kong Regulators Widen Audit Cooperation to Crypto Firms and Funds
Hong Kong’s Securities and Futures Commission (SFC) and Accounting and Financial Reporting Council (AFRC) have signed a new memorandum of understanding (MoU). The SFC AFRC MoU wide...
China Securities Expands to Dubai with Licence for Regional Office
The Dubai International Financial Centre (DIFC) has granted China Securities a licence to set up a regional office in the centre. Headquartered in Beijing, China Securities is a pu...
Hong Kong regulators expand financial reporting oversight to licensed crypto firms
The SFC and AFRC signed a new MoU extending financial reporting, audit and compliance cooperation to licensed virtual asset service providers.Hong Kong regulators have expanded the...
New Securities Law to enhance investor protection, promote investment banking
Abdullah bin Salim al Salmi, Executive President at the Financial Services Authority (FSA), affirmed that the regulatory provisions contained in the Executive Regulation of the Sec...
CIRO imposes $7.6 million in sanctions on individuals in fiscal 2026: annual report
Hearing panels handed down 10 permanent bars and 16 suspensions across 39 decisions
Swiss Financial Sector and Police Launch Pay Attent!on to Fight Payment Fraud
The Swiss Bankers Association (SBA), SwissDebitPay, the Swiss Payment Association and the police have set up a group called Pay Attent!on to tackle payment fraud in Switzerland. Pa...
SFC and SC Malaysia Launch a Single Filing Route for Dual IPOs
The Securities and Futures Commission (SFC) and the Securities Commission Malaysia (SC) have launched a Single Submission Arrangement for a Hong Kong Malaysia dual listing. Firms l...
FSA warns audit firms against assigning work to unregistered individuals
The Financial Services Authority (FSA) has recently identified cases in which some registered and licensed accounting and auditing firms have engaged individuals who are not regist...
FMSB Standard for Sharing SSIs (version 2)
On 28 September 2026, the Financial Markets Standards Board (FMSB) issued version 2 of its Standard for Sharing of Standard Settlement Instructions (SSIs). The Standard establishes...
CIRO fines Scotia Securities $275,000 over complaint failures
Bank staff logged 371 client complaints in the wrong system for nearly two years
FCA Market Watch 86
On 14 October 2026, the Financial Conduct Authority (FCA) published Market Watch 86. In this Market Watch, the FCA shares its observations from recent supervisory visits to UK reta...
FCA Finalises Guidance on the Prudential Overall Risk Assessment for Cryptoasset Firms
OSC names inaugural members of new capital markets advisory committee
Asset managers and dealers just got a new voice inside the regulator
BingX EU Secures MiCA Licence for Crypto Services in Europe
BingX EU has obtained a licence from Austria’s Financial Market Authority (FMA) under the Markets in Crypto-Assets Regulation (MiCA), also referred to as MiCAR. The licence was iss...
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