Bar pays $264K from Clients’ Protection Fund
The Virginia State Bar Clients’ Protection Fund authorized $264,643 in reimbursements to clients of 12 attorneys for incomplete or improper legal services. The post Bar pays $264K...
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The Virginia State Bar Clients’ Protection Fund authorized $264,643 in reimbursements to clients of 12 attorneys for incomplete or improper legal services. The post Bar pays $264K...
The Legal Practitioners Fidelity Fund (LPFF) has recently released an updated list of convicted legal practitioners as well as the sentences imposed on them. The list revealed tha...
The following list highlights the bookmakers with the highest level of fund protection, primarily based on their grading by the Gambling Commission. The post Bookmakers With The Mo...
The St. Louis firm made a minority investment in Carefull through Edward Jones Ventures; nearly one in four Americans reported being victims of fraud, research shows.
The case serves as a reminder that CMP membership remains a legal requirement for all letting agents handling client funds
A Kent-based letting agency has paid a £15,000 civil penalty after operating without required client money protection. Homelet PMS Ltd was fined by Medway Council for breaching reg...
Advisor also handed a $600,000 fine
A 30-year registration record offered no protection when disclosure rules came calling
On 1 July 2026, the Prudential Regulation Authority (PRA) issued a new web page on Financial Services Compensation Scheme (FSCS) Protected Deposit Reporting Requirements. The PRA h...
Asset servicing bank CACEIS UK has been censured by the Financial Conduct Authority and will make a £31.7m voluntary payment to WealthTek clients for failing to act on information...
The SEC’s Division of Examinations(Division) issued a Risk Alert on June 9, highlighting its observations during a review of the economic incentives that investment advisers and th...
Two advisors traded thousands of orders as clients lost up to 94%, CIRO found
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Clients were allegedly shortchanged on tax. So why is the payout going to charity instead?
Beginning on June 29, 2026 (the “Effective Date”), SEC-registered investment advisers charging performance-based fees (e.g. carried interest or performance allocation) and in certa...
The Fundsz Receiver has informed the court she “intends to make one pro rata distribution of approximately $4 million to claimants with allowed claims”. The disclosure was made in...
The rarely invoked slayer statute is at play.
A Hurricane Irma roof claim settled for $30,000 - then the insurer went under
A New Jersey client claims the robo advisor profited by sweeping excess cash into deposit accounts with participating banks that did not generate interest.
On 29 June 2026, the Australian Securities and Investments Commission (ASIC) issued Report 833 – Safeguarding super: How well are platform trustees monitoring risks to retirement s...
Насколько защищены деньги жильцов многоэтажек? И какие есть риски, если управляющая компания - ИП?
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