Latest updates for Clients' Protection Fund

Fresh curated links around Clients' Protection Fund are collected here so marketers can spot useful updates and turn timely ideas into posts faster.

Recent items include:

  • Bar pays $264K from Clients’ Protection Fund
  • Legal Practitioners Fidelity Fund Holds Dishonest Lawyers Accountable
  • Bookmakers With The Most Fund Protection | Safest Bookies

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valawyersweekly.com /1 week ago

Bar pays $264K from Clients’ Protection Fund

The Virginia State Bar Clients’ Protection Fund authorized $264,643 in reimbursements to clients of 12 attorneys for incomplete or improper legal services. The post Bar pays $264K...

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tech4law.co.za /1 month ago

Legal Practitioners Fidelity Fund Holds Dishonest Lawyers Accountable

The Legal Practitioners Fidelity Fund (LPFF) has recently released an updated list of convicted legal practitioners as well as the sentences imposed on them.  The list revealed tha...

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punter2pro.com /4 weeks ago

Bookmakers With The Most Fund Protection | Safest Bookies

The following list highlights the bookmakers with the highest level of fund protection, primarily based on their grading by the Gambling Commission. The post Bookmakers With The Mo...

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wealthmanagement.com /3 weeks ago

Edward Jones Offers Carefull Fraud Protection Free to Clients

The St. Louis firm made a minority investment in Carefull through Edward Jones Ventures; nearly one in four Americans reported being victims of fraud, research shows.

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propertyindustryeye.com /3 weeks ago

Letting agency ordered to pay £15,000 over client money failings

The case serves as a reminder that CMP membership remains a legal requirement for all letting agents handling client funds

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natlawreview.com /1 week ago

WHO GETS IT?- $144MM Up For Grabs as Merchants Bank of Indiana Sues Account Holders and CFPB In Unusual Interpleader Act...

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propertywire.com /3 weeks ago

Kent letting agent fined £15,000 for client money breach

A Kent-based letting agency has paid a £15,000 civil penalty after operating without required client money protection. Homelet PMS Ltd was fined by Medway Council for breaching reg...

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wealthprofessional.ca /1 month ago

CIRO permanently bars Woodbridge advisor for client fund misappropriation

Advisor also handed a $600,000 fine

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wealthprofessional.ca /1 month ago

CIRO finds Calgary adviser hid $2 million client loan from dealer

A 30-year registration record offered no protection when disclosure rules came calling

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regulationtomorrow.com /2 weeks ago

FSCS Protected Deposit Reporting Requirements

On 1 July 2026, the Prudential Regulation Authority (PRA) issued a new web page on Financial Services Compensation Scheme (FSCS) Protected Deposit Reporting Requirements. The PRA h...

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investmentweek.co.uk /2 weeks ago

CACEIS agrees to voluntary £31.7m payment as firm censured by FCA

Asset servicing bank CACEIS UK has been censured by the Financial Conduct Authority and will make a £31.7m voluntary payment to WealthTek clients for failing to act on information...

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natlawreview.com /2 weeks ago

Show Me the Fees - SEC Risk Alert Zeroes in on Economic Conflicts of Interest

The SEC’s Division of Examinations(Division) issued a Risk Alert on June 9, highlighting its observations during a review of the economic incentives that investment advisers and th...

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wealthprofessional.ca /1 week ago

RBC Dominion Securities to pay $3.4 million after admitting it failed to watch two futures traders

Two advisors traded thousands of orders as clients lost up to 94%, CIRO found

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diggers.news /1 month ago

Lsk lawyer asks court to block FIC from inspecting clients’ files

This content is for members only. Visit the site and log in/register to read.

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wealthprofessional.ca /1 month ago

BMO settles RRIF tax-withholding class action for $1.95 million

Clients were allegedly shortchanged on tax. So why is the payout going to charity instead?

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natlawreview.com /1 month ago

SEC Announces New Inflation-Adjusted Qualified Client Thresholds

Beginning on June 29, 2026 (the “Effective Date”), SEC-registered investment advisers charging performance-based fees (e.g. carried interest or performance allocation) and in certa...

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behindmlm.com /3 weeks ago

Fundsz Receiver seeks to return $4 million to victims

The Fundsz Receiver has informed the court she “intends to make one pro rata distribution of approximately $4 million to claimants with allowed claims”. The disclosure was made in...

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wealthmanagement.com /4 weeks ago

Nick Reiner Seeks Access to Trust Fund to Finance His Defense

The rarely invoked slayer statute is at play.

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natlawreview.com /1 month ago

United States: Updated Qualified Client Standard

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insurancebusinessmag.com /3 weeks ago

Florida court frees guaranty fund from paying attorney fees in settlement

A Hurricane Irma roof claim settled for $30,000 - then the insurer went under

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wealthmanagement.com /2 days ago

Betterment Faces Class Action Lawsuit Over Cash Sweep Accounts

A New Jersey client claims the robo advisor profited by sweeping excess cash into deposit accounts with participating banks that did not generate interest.

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regulationtomorrow.com /2 weeks ago

ASIC calls platform trustees to account over persistent failures to safeguard super savings

On 29 June 2026, the Australian Securities and Investments Commission (ASIC) issued Report 833 – Safeguarding super: How well are platform trustees monitoring risks to retirement s...

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natlawreview.com /2 weeks ago

Investment Management Client Alert June 2026

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time.kz /1 day ago

Когда счёт - не в счёт

Насколько защищены деньги жильцов многоэтажек? И какие есть риски, если управляющая компания - ИП?

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Sources covering Clients' Protection Fund

wealthprofessional.ca

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diggers.news

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feeds.feedburner.com

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natlawreview.com

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propertyindustryeye.com

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punter2pro.com

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