Search results for Cpfis

FSCO: PIK's Are The Industry Default Mechanism - Strong Sell

CSA flags CIPF for incomplete procedures on dealer assessment policy changes

Two instances of missed notice - and an undocumented charge for mutual fund dealers

PRA CP8/26: Funded reinsurance

The Prudential Regulation Authority (PRA) has published a consultation paper on funded reinsurance (CP8/26) to address its concern that the acceleration in the use of funded reinsu...

Retirement income scheme for steady pay

Pension fund regulator PFRDA has launched a Retirement Income Scheme (RIS) under NPS

PASS or Fail? Making the most of the FCA’s pre-application meetings for crypto firms

What Is PASS and who should use it? The Financial Conduct Authority’s (FCA) Pre-Application Support Service, or PASS, is a free, pre-application meeting service where firms can dis...

FP Canada, IFP release new investment and inflation assumptions

The guidelines aim to improve consistency in projections

Investor panel turns up the heat on OBSI, bank dealers and CFR compliance

IAP's 2025 report calls out proprietary shelves, long-term asset funds and lagging CFR compliance

PPFAS Mutual Fund among 15 AMCs to offer voluntary lock-in for folios. Here is how Sebi’s rule works

Mutual fund investors can now temporarily block withdrawals and debits from their folios, with 15 AMCs, including PPFAS Mutual Fund, rolling out a voluntary lock-in facility. This...

PRA CP6/26 / FCA CP26/12: High loan to income lending

On 1 April 2026, the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) jointly published a Consultation Paper on high loan to income lending. The Consulta...

PPFAS Mutual Fund introduces choti SIP in Parag Parikh Flexi Cap, Large Cap and 3 other schemes

PPFAS Mutual Fund introduced the Rs 250 choti SIP facility across five schemes to encourage first-time investors and improve financial inclusion. The initiative allows eligible inv...

FINRA Proposes to Exempt CTFs from its IPO Purchase Restriction Rules

On March 30, 2026, the Financial Industry Regulatory Authority (FINRA) proposed amendments to its rules imposing restrictions on the purchase and sale of equity securities offered...

Fubon Financial Holding Co., Ltd. (FUISF) Presents at HSBC Global Investment Summit 2026 - Slideshow

FCA publishes consultation paper on registration of authorised fund assets

On 21 May 2026, the Financial Conduct Authority (FCA) published a consultation paper in relation to the registration of authorised fund assets (CP26/16). Summary The FCA set out in...

TPFG completes significant investment to ‘strengthen the platform’

TPFG expects the investment to contribute modestly to earnings in 2026

PFFR: An 8% Yield With Incremental Interest Rate Optionality

FCA Primary Market Bulletin 62

On 8 April 2026, the Financial Conduct Authority (FCA) issued Primary Market Bulletin 62. In Primary Market Bulletin 62 the FCA focus on: Continue Reading

CIRO puts rulebook harmonization, complaint timelines and account transfers at the top of its final-year agenda

Advisor compensation, a regulatory sandbox and cyber resilience also make the cut

FCA PS26/8: Retail banking business models data

On 29 May 2026, the Financial Conduct Authority (FCA) published Policy Statement 26/8: Retail banking business models data (PS26/8). Background In January 2026, the FCA consulted o...

EPFO 3.0: The ATM revolution that isn't

EPFO now allows instant PF withdrawal via UPI at ATMs, with no employer approval needed and a Rs 5 lakh auto-settlement limit. But KYC conditions and balance restrictions still app...

Mutual fund dealer fined $250,000 over supervisory & compliance failures

CIRO sanction comes with an additional $15,000 in costs

FCA CP26/13: Cryptoasset Perimeter Guidance

On 15 April 2026, the Financial Conduct Authority (FCA) published Consultation Paper 26/13: Cryptoasset Perimeter Guidance (CP26/13). Background From 25 October 2027, the Financial...

CFIT secures public and private funding to drive UK financial innovation

The Centre for Finance, Innovation and Technology (CFIT) has announced new funding commitments from both HM Treasury and NatWest Group. Source