Latest updates for Cfp Board

Fresh curated links around CFP Board are collected here so marketers can spot useful updates and turn timely ideas into posts faster.

Recent items include:

  • CE Providers Call for Transparency on CFP Board Reporting Fees
  • Why Michael Kitces is speaking out against the CFP Board
  • UNO Now Offers CFP Board Registered Program in Financial Planning

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Fresh articles and ideas

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wealthmanagement.com /1 month ago

CE Providers Call for Transparency on CFP Board Reporting Fees

Continuing education providers are suggesting the CFP Board include its reporting fee costs in the Board’s annual certification dues for clients, though a spokesperson says the Boa...

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financial-planning.com /1 month ago

Why Michael Kitces is speaking out against the CFP Board

The influential planning entrepreneur and the FPA are leading an effort to change a tiered fee structure for continuing education providers that started three years ago.

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unomaha.edu /2 weeks ago

UNO Now Offers CFP Board Registered Program in Financial Planning

This UNO financial planning education program—the first approved at a Nebraska system college of business—prepares students for careers in financial planning, one of the fastest-gr...

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wealthprofessional.ca /1 month ago

CIRO puts rulebook harmonization, complaint timelines and account transfers at the top of its final-year agenda

Advisor compensation, a regulatory sandbox and cyber resilience also make the cut

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jdsupra.com /3 weeks ago

FINRA Proposes to Permit Performance Projections and Targeted Returns: Proposal Would Help Level the BD/RIA Playing Fiel...

In February 2026, the Financial Industry Regulatory Authority (FINRA) proposed amendments to its Rule 2210(d)(1)(F) that would permit member firms to include performance projection...

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montrealgazette.com /1 month ago

CPAB Announces Board Changes

TORONTO, April 13, 2026 (GLOBE NEWSWIRE) — The Canadian Public Accountability Board (CPAB), Canada’s public company audit regulator, today announced changes to its Board of Directo...

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jdsupra.com /2 weeks ago

The California Financial Protection Bureau? California Moves to Fill the CFPB Void

What Happened? On May 12, 2026, California Governor Gavin Newsom announced the appointment of former Consumer Financial Protection Bureau (“CFPB”) Director Rohit Chopra as Secretar...

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financial-planning.com /3 days ago

FP's May continuing education quiz now available to advisors

Subscribers to Financial Planning can earn one continuing education credit toward recertification by successfully completing the 10-question quiz.

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jdsupra.com /3 weeks ago

SEC Seeks Peer Review of FINRA’s Proposed Outside Activities Rule

In March 2025, the Financial Industry Regulatory Authority (FINRA) published and requested comment on a proposed new “outside activities” Rule 3290 that would combine and replace R...

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financial-planning.com /1 month ago

Earn CE credit with Financial Planning's April quiz

Subscribers can stay up to date on key industry issues while earning one hour of continuing education credit toward maintaining professional certification.

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wealthmanagement.com /2 weeks ago

FINRA Board Weighs Pulling Back Fee Increases

In 2024, the board approved an increase in member firm fees spread out over a five-year period. But revenue from higher transaction volume is prompting “lively conversations” about...

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jdsupra.com /1 month ago

Introducing the Institute for Consumer Financial Choice: A New Voice for Research, Policy, and Consumer Choice

At a time when consumer financial regulation is both rapidly evolving and deeply contested, the launch of the Institute for Consumer Financial Choice (ICFC) represents a significan...

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wealthprofessional.ca /2 weeks ago

Investor panel turns up the heat on OBSI, bank dealers and CFR compliance

IAP's 2025 report calls out proprietary shelves, long-term asset funds and lagging CFR compliance

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natlawreview.com /2 weeks ago

Chopra’s Back: California Appoints Former CFPB Director to Lead New Business and Consumer Services Agency

On May 12, California Governor Gavin Newsom announced the appointment of former CFPB Director Rohit Chopra as Secretary of California’s newly created Business and Consumer Services...

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wealthprofessional.ca /2 weeks ago

OSC targets high-risk firms, marketing, AI in 2026 exam plan

Regulator flags AI, derivatives, and a national marketing sweep among its top examination priorities

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jdsupra.com /1 month ago

FINRA Proposes to Exempt CTFs from its IPO Purchase Restriction Rules

On March 30, 2026, the Financial Industry Regulatory Authority (FINRA) proposed amendments to its rules imposing restrictions on the purchase and sale of equity securities offered...

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jdsupra.com /2 days ago

Rohit Chopra Named Head of New California Consumer Protection Agency

California Governor Gavin Newsom announced that he has named former Consumer Financial Protection Bureau (CFPB) Director Rohit Chopra as the Secretary of the state's new Business a...

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natlawreview.com /1 month ago

It's DSRO Exam Time for FCMs: Be Letter 25-38 Prepared!

For futures commission merchants (FCMs) that are clearing members of the Chicago Mercantile Exchange, it’s that time of year: Time for the annual examination of the FCM’s operation...

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wealthprofessional.ca /2 weeks ago

CIRO bans former Scotia Securities representative for life

Settlement also comes with $45,000 in financial penalties

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jdsupra.com /3 weeks ago

DFPI Secures First Administrative Ruling Upholding CCFPL Enforcement Authority

On May 1, the DFPI announced in its May Monthly Bulletin that it had obtained its first administrative decision affirming a California Consumer Financial Protection Law (CCFPL) act...

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natlawreview.com /3 weeks ago

DFPI Secures First Administrative Ruling Upholding CCFPL Enforcement Authority

On May 1, the DFPI announced in its May Monthly Bulletin that it had obtained its first administrative decision affirming a California Consumer Financial Protection Law (CCFPL) act...

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jdsupra.com /1 month ago

SEC and CFTC Propose Form PF Relief for Private Fund Advisers, NY and Wisconsin Sue Prediction Market Platforms and Sena...

The SEC and CFTC jointly proposed amendments to Form PF that would raise the reporting threshold from $150 million to $1 billion in private fund assets under management, which may...

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wealthprofessional.ca /1 month ago

Edmonton advisor permanently banned, fined over $267,000

CIRO hearing panel hands down sweeping sanctions against former PFSL dealing representative

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housingwire.com /1 week ago

CFPB prioritizes Reg X, GSE streamline refis as LO Comp hopes fade 

The Consumer Financial Protection Bureau could finalize changes to its Regulation X servicing rules while creating a regulatory pathway for streamlined GSE refinances by the end of...

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Sources covering Cfp Board

wealthprofessional.ca

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montrealgazette.com

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financial-planning.com

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housingwire.com

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jdsupra.com

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natlawreview.com

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