Search results for Advisory

Leia aqui o JE Advisory

Esta sexta-feira está nas bancas de todo o país a nova edição mensal do JE Advisory, o caderno de advocacia do Jornal Económico. Leia tudo na plataforma JE Leitor. Aproveite as nos...

Advising Decision Framework for Career Centers: A Practical Guide

Career advising often depends on individual judgment, leading to inconsistent support and missed outcomes. Learn how to build a decision framework using triage rules, student segme...

SEC issues advisory vs Zild Telecommunication

THE Securities and Exchange Commission (SEC) has issued an advisory against Zild Telecommunication Repair Services (ZILD TRS) and its owner, warning the public that the entity has...

Accounting firm succession: Building value with advisory services

  What kind of firm will you leave behind? It’s a question that weighs heavily on the minds of tax … The post Accounting firm succession: Building value with advisory services appe...

OIG Advisory Opinion 25-11: Key Compliance Insights for Manufacturers

In Advisory Opinion 25-11 issued December 15, 2025, the Department of Health and Human Services Office of Inspector General (OIG) offers important and practical guidance for pharma...

FinCEN Advisory Mandates Expansion of SAR Reporting in Healthcare Context

The Headline. Through a March 30, 2026, Healthcare Fraud Advisory (“Advisory,” FIN-2026-A001), the US Department of the Treasury’s Financial Crimes Enforcement Network (FinCE...

Self-Reporting and Cooperation 3.0: CFTC Enforcement Division’s New Policy Offers a Clearer Path to Declination

Building on recent public statements by Commodity Futures Trading Commission (CFTC or Commission) Enforcement Director David Miller,[1] the CFTC’s Division of Enforcement (the Divi...

IPOs in Focus at Upcoming SEC Advisory Committee Meeting

The Securities and Exchange Commission’s next meeting of the Small Business Capital Formation Advisory (“SBCFA”) Committee convenes April 28, 2026, to explore ways to encourage mor...

America's Car-Mart retains advisor to evaluate strategic alternatives

<![CDATA[Why Advisory Committees Remain Essential in an Era of Complex Medicines]]>

Be realistic in your advertisements: RERA officials to real estate builders

RERA officials have asked developers to avoid misleading advertisements and ensure compliance with regulatory provisions, including agreement for sale and disclosure norms. They al...

ACV opens applications for new Travel Advisory Board as tenure wraps

MONTREAL — Air Canada Vacations is recognizing the work of its Travel Advisory Board members while opening applications for a new group of advisors to join the collaborative forum....

Adviser links: a great advisory firm

Mondays are all about financial adviser-related links here at Abnormal Returns. You can check out last week’s links including a look at...

Guidance: IP for business: advisers and support

Find Intellectual Property business advisers in your region and get help choosing an adviser.

The tax advisory imperative: Why waiting is no longer an option

  The tax profession stands at a critical inflection point, and the window for transformation is rapidly closing. While regulatory … The post The tax advisory imperative: Why waiti...

Advocis warns of uneven advisor title rules across provinces

Low awareness persists despite new rules

DOL Proposal Provides Immediate Opportunities for Advisors

Five items for advisors to confidently discuss the proposed regulation with clients.

Compliance Policies: AI Policy & Upcoming Incident Response Plan Deadline

Per the SEC’s 2026 examination priorities, regulators are placing a greater focus on registered investment advisers’ (“RIA”) compliance policies and procedures, making it essential...

SEC Issues Advisory Against Unregistered Crypto Exchange HTX (Huobi)

The regulator stated that HTX allows users to open accounts, deposit funds, and trade digital assets and derivatives through its web portal and mobile applications on Google Play a...

New Collette webinar tackles legal pitfalls and risk reduction for advisors

MISSISSAUGA — Collette is inviting travel advisors to take a closer look at the legal side of their business with an upcoming virtual event focused on risk reduction and business p...

NYDFS Issues Frontier AI Advisory and Guidance for Heightened Cyber Threat Environment

On May 21, 2026, the New York Department of Financial Services (“NYDFS”) issued two Industry Letters to the organizations it regulates (“Regulated Entities”): “Heightened Cybersecu...

CFTC Division of Enforcement Issues New Cooperation Policy: What Commodities Market Participants Need to Know

On May 19, 2026, the Commodity Futures Trading Commission’s (CFTC or the Commission) Division of Enforcement (the Division) issued CFTC Letter No. 26-15, a new Staff Advisory setti...

DOL Issues New Guidance Targeting Retirement Plan Proxy Voting and Proxy Advisory Services

On April 15, 2026, the US Department of Labor (“DOL”) issued Technical Release 2026-01 , which provides guidance on the “application of ERISA's fiduciary requirements and preemptio...

Prediction Markets: Emerging Compliance Considerations for Companies and In-House Counsel

Prediction markets are growing rapidly and drawing increased regulatory attention. The interplay between federal oversight and state gaming laws creates significant compliance risk...