Latest updates for Afsl Audits

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Recent items include:

  • Understanding the Importance of AFSL Audits
  • FSA de-registers Reliance Audit firm over unlicensed practice
  • FSA suspends Ideal Value auditing firm for 6 months

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uploadarticle.com /2 weeks ago

Understanding the Importance of AFSL Audits

The Australian Financial Services Licence (AFSL) audits are essential components in maintaining the integrity and... The post Understanding the Importance of AFSL Audits appeared f...

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omanobserver.om /1 month ago

FSA de-registers Reliance Audit firm over unlicensed practice

Muscat: The Financial Services Authority (FSA), represented by the Professional Conduct Committee, has issued an administrative decision to deregister Reliance Audit firm from the....

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omanobserver.om /1 week ago

FSA suspends Ideal Value auditing firm for 6 months

The Financial Services Authority (FSA), represented by its Professional Conduct Committee, has issued a decision suspending the Ideal Value Auditing and Financial Consultancy firm....

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afsc.org /1 month ago

AFSC Audit Report 2025

AFSC Audit Report 2025 Kate Noble Wed, 07/08/2026 - 09:14 Or select from hosted files Document afsc-financial-statements.pd...

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regulationtomorrow.com /3 weeks ago

AFM update on compliance and internal audit functions at fund managers

On 23 July 2026, the Dutch Authority for the Financial Markets (Autoriteit Financiële Markten, AFM) issued a news update on areas of attention for compliance and internal audit fun...

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regulationtomorrow.com /2 weeks ago

FCA applying increased scrutiny to Annex 1 firms

On 7 August 2026, the Financial Conduct Authority (FCA) issued a Statement setting out that it is concerned about a number of risks among unregulated lenders, safe custody provider...

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travelnews.co.za /2 weeks ago

SAA fare audits under way

SAA has appointed Aviation Services Ireland (ASI) as its independent fare audit service provider to…

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regulationtomorrow.com /1 month ago

ASIC calls platform trustees to account over persistent failures to safeguard super savings

On 29 June 2026, the Australian Securities and Investments Commission (ASIC) issued Report 833 – Safeguarding super: How well are platform trustees monitoring risks to retirement s...

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blog.dubaicityguide.com /1 month ago

The DFSA Publishes 9th Audit Monitoring Report, Underscoring Strengthened Audit Quality And Transparency Across DIFC

The Dubai Financial Services Authority (DFSA), the independent banking, financial services, and markets regulator of Dubai International Financial Centre (DIFC), published today it...

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australianfintech.com.au /1 month ago

Annature launches integrated AML/CTF module for Australian accountants

Annature, the Australian eSignature and identity verification platform, has today released its complete AML/CTF compliance module for accounting practices.

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natlawreview.com /1 month ago

What Directors Should be Asking About the Audit and the Auditors Now

Notes from an evening with the Public Company Accounting Oversight Board If you sit on a public company board, especially on the audit committee, your life already revolves around...

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seekingalpha.com /1 week ago

ASX Limited 2026 Q4 - Results - Earnings Call Presentation

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amrc.org.uk /2 weeks ago

Expert Review Audit FAQs

Below you can find FAQs on: Access Completion Funding processes Long-term funding Review and outcome Access: Q – Where can I go if I’m having trouble accessing the Sur...

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wealthprofessional.ca /1 month ago

CSA reviews 73 firms, flags cybersecurity gaps and issues new guidance

The regulator flagged five weak spots - one tripped up most firms it reviewed

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natlawreview.com /1 month ago

FCA Identifies Key Compliance Issues in Its Sanctions Systems and Controls Report (May 2026)

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australianfintech.com.au /1 month ago

Digital assets brokerage Swyftx granted Australian Financial Services Licence

Digital assets brokerage Swyftx has been granted an Australian Financial Services Licence (AFSL) by corporate regulator ASIC.

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thearabianstories.com /6 days ago

Oman FSA suspends Ideal Value for Auditing and Financial Consulting for six months over violations

MUSCAT: Oman’s Financial Services Authority (FSA) has suspended Ideal Value for Auditing and Financial Consulting from practising accounting and auditing for six months after an in...

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natlawreview.com /2 weeks ago

SEC Creates Financial Reporting and Accounting Unit in Enforcement Division

On Aug. 5, 2026, the Securities and Exchange Commission announced a new specialized unit within its Division of Enforcement focused on accounting and financial reporting fraud, as...

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natlawreview.com /3 weeks ago

ESMA Publishes Preliminary Findings on the Active Account Requirement

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thisdaylive.com /3 weeks ago

FRC Moves to Ensure Audit Integrity in AI Era, Hosts 2026 Audit, Assurance Leadership Summit

Dike Onwuamaeze The Financial Reporting Council of Nigeria (FRC) is set to hold its “2026 Audit and Assurance Leadership Summit,” designed to advance discussions on audit quality,...

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australianfintech.com.au /3 weeks ago

When APRA says your AI governance isn’t good enough, it’s time to listen

APRA has said that where entities fail to manage AI risk proportionate to their size and complexity, it will take stronger supervisory action.

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datamaticscpa.com /1 month ago

SAS 142: What US CPA Firms Need to Know About the Updated Audit Evidence Standards

Understand how AICPA SAS 142 updates the audit evidence standard for US CPA firms. Learn to evaluate digital data attributes and leverage audit support. The post SAS 142: What US C...

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natlawreview.com /1 month ago

Show Me the Fees - SEC Risk Alert Zeroes in on Economic Conflicts of Interest

The SEC’s Division of Examinations(Division) issued a Risk Alert on June 9, highlighting its observations during a review of the economic incentives that investment advisers and th...

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regulationtomorrow.com /1 month ago

ASIC and APRA update Statement of Intents

On 16 July 2026, the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) both published updated Statements of Intent o...

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Sources covering Afsl Audits

blog.dubaicityguide.com

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wealthprofessional.ca

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australianfintech.com.au

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datamaticscpa.com

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natlawreview.com

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seekingalpha.com

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