Social Media Ideas for & Compliance

Compliance Capacity

So as long as we’re talking about semi-annual vs quarterly reporting – It has long been observed that the disclosure obligations of the federal securities laws function as sub rosa...

Compliance Automated Standard Solution (COMPASS), Part 11: Compliance as Code, the OSCAL MCP Server Way

(Note: A list of links for all articles in this series can be found at the conclusion of this article.) In the previous installments of this series, we traced the arc from raw comp...

Off-Channel Compliance Demands Evidence, Not Just Policy

Off-channel communications compliance is moving beyond which tools firms permit. The deeper challenge is whether firms can evidence control over who is in scope, which channels are...

Compliance Automated Standard Solution (COMPASS), Part 10: How OSCAL Mapping Paves the Way for Continuous Compliance Sca...

(Note: A list of links for all articles in this series can be found at the conclusion of this article.) The Scalability Wall In previous posts of this COMPASS series, we demonstrat...

RiConnect Positions COMPLIANCE INFRASTRUCTURE Alongside Regulatory Bodies

RiConnect Inc. has aligned its latest rebrand and tagline — ‘COMPLIANCE INFRASTRUCTURE for OSHA & HSE’ — with the world’s leading regulatory authorities. Source

Customized Communications: Balancing Personalization and Compliance in Regulated Industries

Table of Contents: Introduction Customized communication has become embedded in regulated industries through routine practice... The post Customized Communications: Balancing Perso...

An Overview of Email Compliance Regulations and Reporting

Email is one of the primary ways people share information, connect with customers and get work done. It is also one of the easiest channels for risk to slip in. A mistyped address,...

Immigration Compliance, Audits & Sponsor Licence Support

  Sponsor Licence Compliance Support   UKVI expects sponsors to maintain effective systems and controls, keep prescribed records, monitor sponsored workers and meet their reporting...

CFTC Division of Enforcement Issues New Cooperation Policy: What Commodities Market Participants Need to Know

On May 19, 2026, the Commodity Futures Trading Commission’s (CFTC or the Commission) Division of Enforcement (the Division) issued CFTC Letter No. 26-15, a new Staff Advisory setti...

Govt Introduces Alternative Import Compliance System Instead of QCOs

Alternative compliance path aims to cut delays and costs, but industry flags fresh scrutiny.

How to Justify Compliance Technology Spend to Leadership (Jamie Hoyle)

Compliance infrastructure is one of the hardest technology investments to approve internally, and n

Compliance Policies Need Tools Sophisticated Enough to Enforce Them (Jamie Hoyle)

Your Written Supervisory Procedures are more sophisticated than your supervision technology. For mo

FCA Identifies Key Compliance Issues in Its Sanctions Systems and Controls Report (May 2026)

Validated Compliance: VMware vDefend Conforms with NIST CSF, HIPAA and PCI DSS

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How Technology Is Making Security Compliance Seamlessly Integrated

For years, compliance was viewed as a painful requirement that companies dealt with only when customers demanded it. Most startups approached security audits with spreadsheets, scr...

What’s the latest on UK university compliance?

This week, The PIE held the inaugural Compliance Con, bringing together compliance experts from across the UK sector. As tightened BCA thresholds loom, editor Beth Kennedy unpacks...

Home Office Compliance Visits & UKVI Compliance

  Section A: What is UKVI Compliance?   UK Visas and Immigration (UKVI) is the division of the Home Office responsible for managing the UK’s visa system, sponsor licensing and immi...

OIG’s New CIA Template Enhances Compliance Obligations for Health Care Organizations

On April 30, 2026, at the Health Care Compliance Association’s 2026 Compliance Institute, the U.S. Department of Health and Human Services Office of Inspector General (“OIG”) intro...

Compliance maintenance: A property manager’s complete guide

Important note: This post provides a general overview of compliance maintenance. For specific advice that accounts for the laws and regulations in your area, consult a local legal...

USDA Proposes Changes to AFIDA Rules and Enforcement - Are You In Compliance?

Securities Regulation and Compliance

The importance of securities regulation is reflected in the scale of U.S. financial markets. In 2025, the U.S. equity market showed record-breaking resilience, with the S&P 500...

Compliance-by-Design: The New Product Strategy for Fintech Startups (Arun Goyal)

Most fintech founders know this story very well. A list of unexpected compliance requirements is omi...

THE REGULATOR IS NOT YOUR EARLY WARNING SYSTEM: The Compliance Hangover

Why Legal Risk Is Still Managed After the Party … There’s a particular silence that settles over a boardroom when a compliance problem stops being theoretical. It usually arrives j...

All About Strategic Environmental Compliance Audits

Nineteen states and the District of Columbia have filed a lawsuit challenging the federal government’s rollout of Executive Order (EO) 14398, “Addressing DEI Discrimination by Fede...